4//SEC Filing
GAIN Capital Holdings, Inc. 4
Accession 0001209191-14-016833
CIK 0001444363operating
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 5:49 PM ET
Size
15.9 KB
Accession
0001209191-14-016833
Insider Transaction Report
Form 4
MASTER GLOBAL ASSETS Ltd
10% Owner
Transactions
- Sale
Common Stock, $0.00001 par value per share
2014-03-04$10.14/sh−37,274$378,066→ 4,050,000 total - Sale
Common Stock, $0.00001 par value per share
2014-02-28$10.08/sh−133,587$1,346,557→ 4,087,274 total
Daher Michel
10% Owner
Transactions
- Sale
Common Stock, $0.00001 par value per share
2014-02-28$10.08/sh−133,587$1,346,557→ 4,087,274 total - Sale
Common Stock, $0.00001 par value per share
2014-03-04$10.14/sh−37,274$378,066→ 4,050,000 total
Daher Abdallah
10% Owner
Transactions
- Sale
Common Stock, $0.00001 par value per share
2014-02-28$10.08/sh−133,587$1,346,557→ 4,087,274 total - Sale
Common Stock, $0.00001 par value per share
2014-03-04$10.14/sh−37,274$378,066→ 4,050,000 total
Footnotes (4)
- [F1]This price represents the approximate weighted average price per share of common stock of GAIN Capital Holdings, Inc. (the "Issuer"), par value $0.00001 per share (each, a "Share"). The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price
- [F2]This statement is jointly filed by and on behalf of each of Master Global Assets Ltd. ("Master"), Michel Daher and Abdallah Daher. Master is the record and direct beneficial owner of the securities covered by this statement. Michel Daher and Abdallah Daher are the co-owners and co-directors of, and may be deemed to beneficially own securities owned by, Master.
- [F3]Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
- [F4]Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.
Issuer
GAIN Capital Holdings, Inc.
CIK 0001444363
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001444363
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 5:49 PM ET
- Size
- 15.9 KB