4//SEC Filing
NEUSTAR INC 4
Accession 0001209191-14-016986
CIK 0001265888operating
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 8:34 PM ET
Size
9.0 KB
Accession
0001209191-14-016986
Insider Transaction Report
Form 4
NEUSTAR INCNSR
Ainge Dennis
SVP, Information Services
Transactions
- Exercise/Conversion
Class A Common Stock
2014-02-28+8,575→ 26,893 total - Exercise/Conversion
Performance Stock Units
2014-02-28−8,575→ 0 totalExercise: $0.00→ Class A Common Stock (8,575 underlying)
Footnotes (5)
- [F1]If the Reporting Person experiences a Termination (as defined in the NeuStar, Inc. 2009 Stock Incentive Plan) other than "for cause" or "without good reason", these shares, and any other shares that have been awarded to the Reporting Person as a result of the achievement of performance goals which have not yet vested but would have vested at any time during the twelve (12) months following such Termination, shall immediately vest, and any remaining portion of any unvested shares shall be immediately forfeited.
- [F2]Includes shares that are subject to restricted stock agreements and a performance-vested restricted unit agreement under the NeuStar, Inc. 2009 Stock Incentive Plan.
- [F3]The shares represent the second tranche of the performance-vested restricted stock units granted on February 29, 2012. In accordance with the Performance-Vested Restricted Stock Unit Agreement, each performance stock unit represented a contingent right to receive a share of Class A Common Stock based on, and subject to, the achievement and subsequent certification of certain revenue and adjusted net income goals for the 2013 fiscal year. The number of shares of Class A Common Stock, together with Dividend Equivalents (as defined in the NeuStar, Inc. 2009 Stock Incentive Plan) on such performance stock units, that the Reporting Person was entitled to receive ranged from 0% to 150% of the number of shares of performance stock units granted.
- [F4]Immediately.
- [F5]If the Reporting Person experiences a Termination (as defined in the NeuStar, Inc. 2009 Stock Incentive Plan) other than "for cause" or "without good reason", these performance stock units, and any other performance stock units earned by the Reporting Person as a result of the achievement of performance goals which have not yet vested as of the date of Termination but would have vested at any time during the twelve (12) months following such Termination, shall immediately vest, and any remaining portion of any unvested award shall be immediately forfeited.
Documents
Issuer
NEUSTAR INC
CIK 0001265888
Entity typeoperating
Related Parties
1- filerCIK 0001265888
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 8:34 PM ET
- Size
- 9.0 KB