4//SEC Filing
EMPIRE RESORTS INC 4
Accession 0001209191-14-017581
CIK 0000906780operating
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 6:15 PM ET
Size
9.5 KB
Accession
0001209191-14-017581
Insider Transaction Report
Form 4
D AMATO JOSEPH A
Chief Financial Officer
Transactions
- Sale
Common Stock, $.01 par value per share
2014-03-03$7.77/sh−18,900$146,878→ 28,553 total - Exercise/Conversion
Common Stock, $.01 par value per share
2014-03-03$2.79/sh+18,900$52,731→ 47,453 total - Exercise/Conversion
Option to purchase Common Stock (right to buy)
2014-03-03−18,900→ 78,637 totalExercise: $2.79Exp: 2015-11-08→ Common Stock, $.01 par value per share (18,900 underlying)
Footnotes (3)
- [F1]The exercise of options held by Mr. D'Amato and the sale of the underlying shares were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. D'Amato effective as of December 16, 2013.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in more than one transaction at price ranging from $7.75 to $7.82, inclusive. The reporting person undertakes to provide to Empire Resorts, Inc., any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The option was fully vested as of November 9, 2013.
Documents
Issuer
EMPIRE RESORTS INC
CIK 0000906780
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000906780
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 6:15 PM ET
- Size
- 9.5 KB