Carlyle Group L.P. 4
4 · Carlyle Group L.P. · Filed Mar 10, 2014
Insider Transaction Report
Form 4
D'Aniello Daniel A.
DirectorFounder and Chairman
Transactions
- Disposition to Issuer
Carlyle Holdings partnership units
2014-03-10$32.63/sh−1,500,000$48,943,500→ 45,213,930 total→ Common Units Representing limited partnership interests (1,500,000 underlying)
Holdings
- 285,714(indirect: See Footnote)
Carlyle Holdings partnership units
→ Common Units Representing limited partnership interests (285,714 underlying)
Footnotes (3)
- [F1]Pursuant to the terms of the exchange agreement and subject to certain requirements and restrictions, the partnership units of Carlyle Holdings are exchangeable for common units of The Carlyle Group L.P. on a one-for-one basis.
- [F2]The reporting person sold to the issuer the number of Carlyle Holdings partnership units set forth above at a price per Carlyle Holdings partnership unit of $32.629, which represents the $33.50 offering price at which the issuer's common units were offered in the issuer's public offering less the underwriting discount of $0.871 per unit.
- [F3]Such Carlyle Holdings partnership units are held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the units.