4//SEC Filing
Foundation Healthcare, Inc. 4
Accession 0001209191-14-019121
CIK 0001272597operating
Filed
Mar 10, 8:00 PM ET
Accepted
Mar 11, 11:07 AM ET
Size
14.2 KB
Accession
0001209191-14-019121
Insider Transaction Report
Form 4
OLIVER ROY T JR
10% Owner
Transactions
- Purchase
Common Stock (par value $0.0001 per share)
2011-05-04$0.58/sh+1,724,138$1,000,000→ 8,753,130 total(indirect: See Footnote) - Purchase
Common Stock (par value $0.0001 per share)
2013-07-22$0.45/sh+17,970,295$8,138,747→ 20,158,579 total(indirect: See Footnote) - Sale
Common Stock (par value $0.0001 per share)
2013-07-22$0.45/sh−1,111,111$500,000→ 19,047,468 total(indirect: See Footnote) - Sale
Common Stock (par value $0.0001 per share)
2013-07-22$0.45/sh−1,111,111$500,000→ 17,936,357 total(indirect: See Footnotes) - Purchase
Common Stock Warrants (Right to Buy)
2011-05-04$0.58/sh+1,724,138$1,000,000→ 1,724,138 total(indirect: See Footnote)Exercise: $0.45From: 2011-11-04Exp: 2014-05-04→ Common Stock (1,724,138 underlying)
Footnotes (7)
- [F1]By Oliver Company Holdings, LLC. Reporting person is the indirect owner of Oliver Company Holdings, LLC and has voting and investment power.
- [F2]On May 4, 2011 at a purchase price of $0.58 per share of common stock, Oliver Company Holdings, LLC purchased (i) 1,724,138 shares of common stock, and (ii) a warrant exercisable for 1,724,138 shares of common stock at an excercise price of $0.45 per share. See Footnote 5.
- [F3]By Valiant Investments, LLC. Reporting person is indirect owner of Valiant Investments, LLC and has voting and investment power.
- [F4]Oliver Company Holdings, LLC converted $8,138,187.00 in debt into 17,970,295 shares.
- [F5]Foundation Healthcare, Inc. implemented a one-for-four reverse stock split on June 3, 2011. All references to shares and prices for the period ending on June 3, 2011 do not reflect the one-for-four reverse stock split.
- [F6]Amount of securities benefically owned after reported transactions is 17,936,357 held of record as follows: 50,000 Roy T. Oliver, Jr.; 17,455,322 Oliver Company Holdings, LLC; 431,035 Valiant Invesments, LLC.
- [F7]Reflects pre-split number of shares. See Footnote 5.
Documents
Issuer
Foundation Healthcare, Inc.
CIK 0001272597
Entity typeoperating
IncorporatedOK
Related Parties
1- filerCIK 0001272597
Filing Metadata
- Form type
- 4
- Filed
- Mar 10, 8:00 PM ET
- Accepted
- Mar 11, 11:07 AM ET
- Size
- 14.2 KB