ATHERSYS, INC / NEW 4
4 · ATHERSYS, INC / NEW · Filed Mar 20, 2014
Insider Transaction Report
Form 4
Deans Robert J
Sr. Vice President
Transactions
- Tax Payment
Common Stock
2014-03-18$3.69/sh−15,242$56,243→ 447,576 total - Sale
Common Stock
2014-03-18$3.54/sh−5,080$17,971→ 442,496 total
Footnotes (4)
- [F1]Shares withheld from the quarterly vesting of a June 2013 restricted stock unit award to satisfy the minimum tax withholding obligation.
- [F2]Shares sold pursuant to a predefined Rule 10b5-1 trading plan solely to satisfy the tax obligation on the quarterly vesting of a June 2013 restricted stock unit award.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.435 to $3.65, inclusive, in accordance with a previously established Rule 10b5-1 predefined trading plan enacted solely to satisfy the tax obligation.
- [F4]Securities beneficially owned are comprised of: (1) 74,126 shares of common stock owned and (2) 368,370 restricted stock units awarded on June 20, 2013 related to the termination of 2005 incentive agreements that will vest ratably on a quarterly basis through June 18, 2016.