4//SEC Filing
EMPIRE RESORTS INC 4
Accession 0001209191-14-022564
CIK 0000906780operating
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 6:02 AM ET
Size
10.1 KB
Accession
0001209191-14-022564
Insider Transaction Report
Form 4
Degliomini Charles
Other
Transactions
- Exercise/Conversion
Employee Stock Option (right to buy)
2014-03-20−10,000→ 0 totalExercise: $3.33Exp: 2014-04-22→ Common Stock, $.01 par value per share (10,000 underlying) - Sale
Common Stock, $.01 par value per share
2014-03-20$7.65/sh−10,000$76,500→ 12,500 total - Exercise/Conversion
Common Stock, $.01 par value per share
2014-03-20$3.33/sh+10,000$33,300→ 22,500 total
Holdings
- 7,590(indirect: By LLC)
Common Stock, $.01 par value per share
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in more than one transaction at price ranging from $7.751 to $7.650, inclusive. The reporting person undertakes to provide to Empire Resorts, Inc., any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]Mr. Degliomini is a managing member of Fox-Hollow Lane, LLC. He disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F3]The option shares fully vested on April 23, 2011.
Documents
Issuer
EMPIRE RESORTS INC
CIK 0000906780
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000906780
Filing Metadata
- Form type
- 4
- Filed
- Mar 23, 8:00 PM ET
- Accepted
- Mar 24, 6:02 AM ET
- Size
- 10.1 KB