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4//SEC Filing

Roundy's, Inc. 4

Accession 0001209191-14-022701

CIK 0001536035operating
View on SEC.govCompany Profile

Filed

Mar 23, 8:00 PM ET

Accepted

Mar 24, 5:05 PM ET

Size

10.0 KB

Accession

0001209191-14-022701

Insider Transaction Report

Form 4
Period: 2014-03-20
Roundy's, Inc.RNDY
WILLIS JOHN R
Director10% Owner
Transactions
  • Award

    Common Stock, par value $0.01

    2014-03-20+12,135→ 32,376 total
Holdings

  • Common Stock, par value $0.01

    (indirect: See Footnote)
    213,794

  • Common Stock, par value $0.01

    (indirect: See Footnote)
    7,100,496

  • Common Stock, par value $0.01

    (indirect: See Footnote)
    61,573

  • Common Stock, par value $0.01

    (indirect: See Footnote)
    213,794
Footnotes (4)
  • [F1]Willis Stein & Partners III-C Sub, L.P. ("Fund III-C") is the record owner of these shares. Fund III General Partner is the sole general partner of Fund III-C. Management III is the sole general partner of Fund III General Partner. John R. Willis and Avy H.Stein ("Managing Partners") are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
  • [F2]Willis Stein & Partners Dutch III-A Sub, L.P. ("Dutch III-A") is the record owner of these shares. Fund III General Partner is the sole general partner of Dutch III-A. Management III is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein ("Managing Partners") are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
  • [F3]Willis Stein & Partners Dutch III-B Sub, L.P. ("Dutch III-B") is the record owner of these shares. Fund III General Partner is the sole general partner of Dutch III-B. Management III is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein ("Mangaing Partners") are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.
  • [F4]Willis Stein & Partners III Sub, L.P. ("Fund III") is the record owner of these shares. Willis Stein & Partners Management III, L.P. ("Fund III General Partner") is the sole general partner of Fund III. Willis Stein & Partners Management III, LLC ("Management III") is the sole general partner of Fund III General Partner. John R. Willis and Avy H. Stein ("Managing Partners") are the Managing Partners of Management III. The Managing Partners, acting together, have the power to vote or dispose of these shares. Neither of the Managing Partners, acting alone, has voting or dispositive authority over any shares.

Documents

1 file

Issuer

Roundy's, Inc.

CIK 0001536035

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001536035

Filing Metadata

Form type
4
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 5:05 PM ET
Size
10.0 KB
View on SEC.gov