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4//SEC Filing

Roundy's, Inc. 4

Accession 0001209191-14-022731

CIK 0001536035operating
View on SEC.govCompany Profile

Filed

Mar 23, 8:00 PM ET

Accepted

Mar 24, 5:22 PM ET

Size

9.6 KB

Accession

0001209191-14-022731

Insider Transaction Report

Form 4
Period: 2014-03-20
Roundy's, Inc.RNDY
Mariano Robert A
DirectorPresident, CEO and Chairman
Transactions
  • Award

    Common Stock, par value $0.01

    2014-03-20+107,744→ 409,299 total
  • Award

    Performance Units

    2014-03-20+48,602→ 48,602 total
    Exp: 2017-03-20→ Common Stock, par value $0.01 (97,204 underlying)
Holdings

  • Common Stock, par value $0.01

    (indirect: See Footnote)
    109,722

  • Common Stock, par value $0.01

    (indirect: See Footnote)
    801,679
Footnotes (3)
  • [F1]The Robert A. Mariano Living Trust is the record owner of these shares. Robert A. Mariano is the trustee of the Robert A. Mariano Living Trust and has sole voting and investment power with respect to the shares held by the Robert A. Mariano Living Trust.
  • [F2]The Nina Gianni Mariano Living Trust is the record owner of these shares. Nina Gianni Mariano is Robert A. Mariano's spouse. Nina Gianni Mariano is the trustee of the Nina Gianni Mariano Living Trust and has sole voting and investment power with respect to the shares held by the Nina Gianni Mariano Living Trust.
  • [F3]Each Performance Unit represents a contingent right to receive up to two shares of the Issuer's Common Stock. The Performance Units may vest on the third anniversary of the grant date based upon the share price appreciation of the Issuer's Common Stock, plus dividend yield, between January 1, 2014 and December 31, 2016 (the "Total Shareholder Return"), as compared to the Total Shareholder Return of a peer group of companies. The Performance Units are governed by a 2014 Restricted Stock Unit Agreement pursuant to the Roundy's, Inc. 2012 Incentive Compensation Plan between the Reporting Person and Issuer.

Documents

1 file

Issuer

Roundy's, Inc.

CIK 0001536035

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001536035

Filing Metadata

Form type
4
Filed
Mar 23, 8:00 PM ET
Accepted
Mar 24, 5:22 PM ET
Size
9.6 KB
View on SEC.gov