4//SEC Filing
Financial Engines, Inc. 4
Accession 0001209191-14-023272
CIK 0001430592operating
Filed
Mar 25, 8:00 PM ET
Accepted
Mar 26, 6:15 PM ET
Size
14.3 KB
Accession
0001209191-14-023272
Insider Transaction Report
Form 4
Hallee Garry W.
See Remarks
Transactions
- Exercise/Conversion
Common Stock
2014-03-25$7.99/sh+10,000$79,900→ 115,092 total - Sale
Common Stock
2014-03-25$52.84/sh−8,200$433,261→ 106,892 total - Sale
Common Stock
2014-03-25$53.72/sh−1,800$96,699→ 105,092 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-03-25−5,000→ 0 totalExercise: $7.99Exp: 2019-11-09→ Common Stock (5,000 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-03-25−5,000→ 20,000 totalExercise: $7.99Exp: 2019-11-18→ Common Stock (5,000 underlying)
Holdings
- 15,000(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 14, 2013.
- [F2]The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $52.47 to $53.465 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commisson, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.52 to $54.00 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The option award is fully vested.
Documents
Issuer
Financial Engines, Inc.
CIK 0001430592
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001430592
Filing Metadata
- Form type
- 4
- Filed
- Mar 25, 8:00 PM ET
- Accepted
- Mar 26, 6:15 PM ET
- Size
- 14.3 KB