Home/Filings/3/0001209191-14-023389

3//SEC Filing

Northern Light Partners, L.P. 3

Accession 0001209191-14-023389

CIK 0001372414other

View on SEC.gov Company Profile

Filed

Mar 26, 8:00 PM ET

Accepted

Mar 27, 12:02 PM ET

Size

45.8 KB

Accession

0001209191-14-023389

Insider Transaction Report

Form 3

Period: 2014-03-27

AEROHIVE NETWORKS, INCHIVE

Northern Light Venture Capital, Ltd.

10% Owner

Holdings

Series A Preferred Stock
(indirect: See footnote)
→ Common Stock (2,168,410 underlying)
Series A Preferred Stock
(indirect: See footnote)
→ Common Stock (238,115 underlying)
Series B Preferred Stock
(indirect: See footnote)
→ Common Stock (1,321,380 underlying)
Series C Preferred Stock
(indirect: See footnote)
→ Common Stock (453,817 underlying)
Series D Preferred Stock
(indirect: See footnote)
→ Common Stock (338,143 underlying)
Series D Preferred Stock
(indirect: See footnote)
→ Common Stock (37,132 underlying)
Series E Preferred Stock
(indirect: See footnote)
→ Common Stock (3,744 underlying)
Series C Preferred Stock
(indirect: See footnote)
→ Common Stock (226,908 underlying)
Series D Preferred Stock
(indirect: See footnote)
→ Common Stock (74,264 underlying)
Series E Preferred Stock
(indirect: See footnote)
→ Common Stock (34,093 underlying)
Series A Preferred Stock
(indirect: See footnote)
→ Common Stock (476,231 underlying)
Series B Preferred Stock
(indirect: See footnote)
→ Common Stock (290,204 underlying)
Series B Preferred Stock
(indirect: See footnote)
→ Common Stock (145,101 underlying)
Series C Preferred Stock
(indirect: See footnote)
→ Common Stock (2,066,353 underlying)
Series E Preferred Stock
(indirect: See footnote)
→ Common Stock (7,487 underlying)

DENG FENG

Director10% Owner

Holdings

Series B Preferred Stock
(indirect: See footnote)
→ Common Stock (1,321,380 underlying)
Series C Preferred Stock
(indirect: See footnote)
→ Common Stock (2,066,353 underlying)
Series D Preferred Stock
(indirect: See footnote)
→ Common Stock (74,264 underlying)
Series E Preferred Stock
(indirect: See footnote)
→ Common Stock (34,093 underlying)
Series E Preferred Stock
(indirect: See footnote)
→ Common Stock (7,487 underlying)
Series B Preferred Stock
(indirect: See footnote)
→ Common Stock (290,204 underlying)
Series D Preferred Stock
(indirect: See footnote)
→ Common Stock (338,143 underlying)
Series A Preferred Stock
(indirect: See footnote)
→ Common Stock (2,168,410 underlying)
Series D Preferred Stock
(indirect: See footnote)
→ Common Stock (37,132 underlying)
Series E Preferred Stock
(indirect: See footnote)
→ Common Stock (3,744 underlying)
Series A Preferred Stock
(indirect: See footnote)
→ Common Stock (476,231 underlying)
Series A Preferred Stock
(indirect: See footnote)
→ Common Stock (238,115 underlying)
Series B Preferred Stock
(indirect: See footnote)
→ Common Stock (145,101 underlying)
Series C Preferred Stock
(indirect: See footnote)
→ Common Stock (453,817 underlying)
Series C Preferred Stock
(indirect: See footnote)
→ Common Stock (226,908 underlying)

KE YAN

10% Owner

Holdings

Series B Preferred Stock
(indirect: See footnote)
→ Common Stock (1,321,380 underlying)
Series B Preferred Stock
(indirect: See footnote)
→ Common Stock (290,204 underlying)
Series A Preferred Stock
(indirect: See footnote)
→ Common Stock (238,115 underlying)
Series C Preferred Stock
(indirect: See footnote)
→ Common Stock (226,908 underlying)
Series D Preferred Stock
(indirect: See footnote)
→ Common Stock (338,143 underlying)
Series D Preferred Stock
(indirect: See footnote)
→ Common Stock (37,132 underlying)
Series C Preferred Stock
(indirect: See footnote)
→ Common Stock (2,066,353 underlying)
Series E Preferred Stock
(indirect: See footnote)
→ Common Stock (34,093 underlying)
Series A Preferred Stock
(indirect: See footnote)
→ Common Stock (2,168,410 underlying)
Series A Preferred Stock
(indirect: See footnote)
→ Common Stock (476,231 underlying)
Series E Preferred Stock
(indirect: See footnote)
→ Common Stock (7,487 underlying)
Series B Preferred Stock
(indirect: See footnote)
→ Common Stock (145,101 underlying)
Series C Preferred Stock
(indirect: See footnote)
→ Common Stock (453,817 underlying)
Series D Preferred Stock
(indirect: See footnote)
→ Common Stock (74,264 underlying)
Series E Preferred Stock
(indirect: See footnote)
→ Common Stock (3,744 underlying)

Lee Jeffrey

10% Owner

Holdings

Series A Preferred Stock
(indirect: See footnote)
→ Common Stock (2,168,410 underlying)
Series A Preferred Stock
(indirect: See footnote)
→ Common Stock (476,231 underlying)
Series C Preferred Stock
(indirect: See footnote)
→ Common Stock (453,817 underlying)
Series E Preferred Stock
(indirect: See footnote)
→ Common Stock (7,487 underlying)
Series E Preferred Stock
(indirect: See footnote)
→ Common Stock (3,744 underlying)
Series C Preferred Stock
(indirect: See footnote)
→ Common Stock (2,066,353 underlying)
Series C Preferred Stock
(indirect: See footnote)
→ Common Stock (226,908 underlying)
Series D Preferred Stock
(indirect: See footnote)
→ Common Stock (74,264 underlying)
Series E Preferred Stock
(indirect: See footnote)
→ Common Stock (34,093 underlying)
Series D Preferred Stock
(indirect: See footnote)
→ Common Stock (338,143 underlying)
Series D Preferred Stock
(indirect: See footnote)
→ Common Stock (37,132 underlying)
Series B Preferred Stock
(indirect: See footnote)
→ Common Stock (290,204 underlying)
Series A Preferred Stock
(indirect: See footnote)
→ Common Stock (238,115 underlying)
Series B Preferred Stock
(indirect: See footnote)
→ Common Stock (1,321,380 underlying)
Series B Preferred Stock
(indirect: See footnote)
→ Common Stock (145,101 underlying)

Northern Light Partners Fund, L.P.

10% Owner

Holdings

Series A Preferred Stock
(indirect: See footnote)
→ Common Stock (2,168,410 underlying)
Series A Preferred Stock
(indirect: See footnote)
→ Common Stock (238,115 underlying)
Series C Preferred Stock
(indirect: See footnote)
→ Common Stock (453,817 underlying)
Series B Preferred Stock
(indirect: See footnote)
→ Common Stock (1,321,380 underlying)
Series D Preferred Stock
(indirect: See footnote)
→ Common Stock (37,132 underlying)
Series E Preferred Stock
(indirect: See footnote)
→ Common Stock (7,487 underlying)
Series C Preferred Stock
(indirect: See footnote)
→ Common Stock (2,066,353 underlying)
Series C Preferred Stock
(indirect: See footnote)
→ Common Stock (226,908 underlying)
Series D Preferred Stock
(indirect: See footnote)
→ Common Stock (338,143 underlying)
Series D Preferred Stock
(indirect: See footnote)
→ Common Stock (74,264 underlying)
Series E Preferred Stock
(indirect: See footnote)
→ Common Stock (34,093 underlying)
Series E Preferred Stock
(indirect: See footnote)
→ Common Stock (3,744 underlying)
Series B Preferred Stock
(indirect: See footnote)
→ Common Stock (145,101 underlying)
Series A Preferred Stock
(indirect: See footnote)
→ Common Stock (476,231 underlying)
Series B Preferred Stock
(indirect: See footnote)
→ Common Stock (290,204 underlying)

NORTHERN LIGHT STRATEGIC FUND L P

10% Owner

Holdings

Series A Preferred Stock
(indirect: See footnote)
→ Common Stock (2,168,410 underlying)
Series B Preferred Stock
(indirect: See footnote)
→ Common Stock (1,321,380 underlying)
Series B Preferred Stock
(indirect: See footnote)
→ Common Stock (290,204 underlying)
Series B Preferred Stock
(indirect: See footnote)
→ Common Stock (145,101 underlying)
Series C Preferred Stock
(indirect: See footnote)
→ Common Stock (453,817 underlying)
Series D Preferred Stock
(indirect: See footnote)
→ Common Stock (338,143 underlying)
Series D Preferred Stock
(indirect: See footnote)
→ Common Stock (37,132 underlying)
Series E Preferred Stock
(indirect: See footnote)
→ Common Stock (7,487 underlying)
Series A Preferred Stock
(indirect: See footnote)
→ Common Stock (476,231 underlying)
Series E Preferred Stock
(indirect: See footnote)
→ Common Stock (3,744 underlying)
Series A Preferred Stock
(indirect: See footnote)
→ Common Stock (238,115 underlying)
Series C Preferred Stock
(indirect: See footnote)
→ Common Stock (2,066,353 underlying)
Series C Preferred Stock
(indirect: See footnote)
→ Common Stock (226,908 underlying)
Series D Preferred Stock
(indirect: See footnote)
→ Common Stock (74,264 underlying)
Series E Preferred Stock
(indirect: See footnote)
→ Common Stock (34,093 underlying)

NORTHERN LIGHT VENTURE FUND L P

10% Owner

Holdings

Series C Preferred Stock
(indirect: See footnote)
→ Common Stock (453,817 underlying)
Series D Preferred Stock
(indirect: See footnote)
→ Common Stock (37,132 underlying)
Series E Preferred Stock
(indirect: See footnote)
→ Common Stock (34,093 underlying)
Series E Preferred Stock
(indirect: See footnote)
→ Common Stock (3,744 underlying)
Series D Preferred Stock
(indirect: See footnote)
→ Common Stock (338,143 underlying)
Series A Preferred Stock
(indirect: See footnote)
→ Common Stock (2,168,410 underlying)
Series A Preferred Stock
(indirect: See footnote)
→ Common Stock (238,115 underlying)
Series B Preferred Stock
(indirect: See footnote)
→ Common Stock (1,321,380 underlying)
Series B Preferred Stock
(indirect: See footnote)
→ Common Stock (145,101 underlying)
Series B Preferred Stock
(indirect: See footnote)
→ Common Stock (290,204 underlying)
Series C Preferred Stock
(indirect: See footnote)
→ Common Stock (2,066,353 underlying)
Series C Preferred Stock
(indirect: See footnote)
→ Common Stock (226,908 underlying)
Series D Preferred Stock
(indirect: See footnote)
→ Common Stock (74,264 underlying)
Series E Preferred Stock
(indirect: See footnote)
→ Common Stock (7,487 underlying)
Series A Preferred Stock
(indirect: See footnote)
→ Common Stock (476,231 underlying)

Northern Light Partners, L.P.

10% Owner

Holdings

Series A Preferred Stock
(indirect: See footnote)
→ Common Stock (2,168,410 underlying)
Series A Preferred Stock
(indirect: See footnote)
→ Common Stock (238,115 underlying)
Series C Preferred Stock
(indirect: See footnote)
→ Common Stock (2,066,353 underlying)
Series C Preferred Stock
(indirect: See footnote)
→ Common Stock (453,817 underlying)
Series D Preferred Stock
(indirect: See footnote)
→ Common Stock (37,132 underlying)
Series A Preferred Stock
(indirect: See footnote)
→ Common Stock (476,231 underlying)
Series B Preferred Stock
(indirect: See footnote)
→ Common Stock (145,101 underlying)
Series D Preferred Stock
(indirect: See footnote)
→ Common Stock (74,264 underlying)
Series B Preferred Stock
(indirect: See footnote)
→ Common Stock (1,321,380 underlying)
Series E Preferred Stock
(indirect: See footnote)
→ Common Stock (3,744 underlying)
Series E Preferred Stock
(indirect: See footnote)
→ Common Stock (7,487 underlying)
Series B Preferred Stock
(indirect: See footnote)
→ Common Stock (290,204 underlying)
Series C Preferred Stock
(indirect: See footnote)
→ Common Stock (226,908 underlying)
Series D Preferred Stock
(indirect: See footnote)
→ Common Stock (338,143 underlying)
Series E Preferred Stock
(indirect: See footnote)
→ Common Stock (34,093 underlying)

Footnotes (7)

[F1]Each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, and Series E Preferred Stock shall automatically convert into Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering of common stock and has no expiration date.
[F2]Shares held directly by Northern Light Venture Fund, L.P. ("NLVF"). Northern Light Partners, L.P., the general partner of NLVF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLVF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLVF. Such persons and entities disclaim beneficial ownership of shares held by NLVF, except to the extent of any pecuniary interest therein.
[F3]Shares held directly by Northern Light Strategic Fund, L.P. ("NLSF"). Northern Light Partners, L.P., the general partner of NLSF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLSF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLSF. Such persons and entities disclaim beneficial ownership of shares held by NLSF, except to the extent of any pecuniary interest therein.
[F4]Shares held directly by Northern Light Partners Fund, L.P. ("NLPF"). Northern Light Partners, L.P., the general partner of NLPF, and Northern Light Venture Capital, Ltd., the general partner of Northern Light Partners, L.P., may each be deemed to have sole voting and dispositive power over the shares held by NLPF. Feng Deng, Jeffrey D. Lee and Yan Ke are the directors of Northern Light Venture Capital, Ltd. and may be deemed to share voting and dispositive power over the shares held by NLPF. Such persons and entities disclaim beneficial ownership of shares held by NLPF, except to the extent of any pecuniary interest therein.
[F5]1,176,862 outstanding shares of Series B Preferred Stock shall automatically convert into 1,321,380 shares of Common Stock, on a 1.1228-for-one basis, immediately prior to the closing of the Issuer's initial public offering of common stock and there is no expiration date.
[F6]258,465 outstanding shares of Series B Preferred Stock shall automatically convert into 290,204 shares of Common Stock, on a 1.1228-for-one basis, immediately prior to the closing of the Issuer's initial public offering of common stock and there is no expiration date.
[F7]129,232 outstanding shares of Series B Preferred Stock shall automatically convert into 145,101 shares of Common Stock, on a 1.1228-for-one basis, immediately prior to the closing of the Issuer's initial public offering of common stock and there is no expiration date.

Documents

2 files

Issuer

AEROHIVE NETWORKS, INC

CIK 0001372414

→

Entity typeother

IncorporatedCayman Islands

Related Parties

filerCIK 0001587623

Filing Metadata

Form type: 3
Filed: Mar 26, 8:00 PM ET
Accepted: Mar 27, 12:02 PM ET
Size: 45.8 KB

View on SEC.gov