Rubicon Technology, Inc. 4
4 · Rubicon Technology, Inc. · Filed Jul 3, 2014
Insider Transaction Report
Form 4
Parvez Raja M
DirectorPresident, CEO & Director
Transactions
- Tax Payment
Common Stock
2014-07-01$8.75/sh−3,382$29,593→ 27,985 total - Award
Employee Stock Option (right to buy)
2013-12-31+46,910→ 46,910 totalExercise: $7.97Exp: 2023-06-30→ Common Stock (46,910 underlying)
Holdings
- 2,000(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]Includes 20,912 shares of restricted stock, of which 10,455 shares are scheduled to vest on December 31, 2014 and 10,457 shares are scheduled to vest on December 31, 2015. All vesting is subject to the reporting person's continued employment with the Company through each applicable vesting date.
- [F2]By Raja M Parvez Rev Trust dtd 11/14/2008.
- [F3]On July 1, 2013, the reporting person was granted an option to purchase 46,910 shares of common stock. Each one-third of the option grant vests in three equal installments on each of July 1, 2014, December 31, 2014 and December 31, 2015, subject to the prior satisfaction of an independent performance goal. Each of the three performance goals was met.