DIODES INC /DEL/ 4
4 · DIODES INC /DEL/ · Filed Jul 15, 2014
Insider Transaction Report
Form 4
DIODES INC /DEL/DIOD
LIU JOSEPH
Sr. VP, Operations
Transactions
- Exercise/Conversion
Diodes Incorporated Common Stock
2014-07-11$8.14/sh+50,625$412,199→ 217,203 total - Exercise/Conversion
7/14/04 DIOD NQSO
2014-07-11−50,625→ 0 totalExercise: $8.14From: 2005-07-14Exp: 2014-07-14→ Diodes Incorporated Common Stock - Diodes (50,625 underlying) - Sale
Diodes Incorporated Common Stock
2014-07-11$28.80/sh−33,750$972,037→ 183,453 total
Footnotes (5)
- [F1]Exercise pursuant to previously filed 10b5-1 Plan.
- [F2]Sale pursuant to previously filed 10b5-1 Plan.
- [F3]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.6500 to $28.9800, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
- [F4]Non-qualified stock options exercisable in three equal annual installments beginning 07/14/2005.
- [F5]Granted under Rule 16b-3 Plan.