4//SEC Filing
BIOTIME INC 4
Accession 0001209191-14-048769
$LCTXCIK 0000876343operating
Filed
Jul 22, 8:00 PM ET
Accepted
Jul 23, 9:56 PM ET
Size
13.4 KB
Accession
0001209191-14-048769
Insider Transaction Report
Form 4
BIOTIME INCBTX
Peabody Robert
Senior VP & COO
Transactions
- Exercise/Conversion
Option to Purchase Common Shares
2014-07-21−475,000→ 0 totalExercise: $0.50Exp: 2014-10-09→ Common Shares (475,000 underlying) - Tax Payment
Common Shares, no par value
2014-07-21$2.65/sh−89,623$237,501→ 415,777 total - Sale
Common Shares, no par value
2014-07-22$2.65/sh−100,000$265,000→ 315,777 total - Exercise/Conversion
Common Shares, no par value
2014-07-21$0.50/sh+475,000$237,500→ 505,400 total
Holdings
- 100,000
Option to Purchase Common Shares
Exercise: $4.22Exp: 2020-02-19→ Common Shares (100,000 underlying) - 100,000
Option to Purchase Common Shares
Exercise: $3.51Exp: 2021-03-19→ Common Shares (100,000 underlying)
Footnotes (6)
- [F1]Does not include shares that may be acquired upon the exercise of certain stock options.
- [F2]These shares were surrendered to the company for the exercise of stock options on July 21, 2014. The options exercised were due to expire on October 9, 2014.
- [F3]These shares were sold in a privately negotiated transaction to a single purchaser to obtain funds to pay taxes arising from the exercise of options on July 21, 2014.
- [F4]1/60th of the number of options became exercisable at the end of each full month of employment after October 10, 2007.
- [F5]1/48th of the number of options will vest and become exercisable at the end of each full month of employment after January 1, 2013.
- [F6]1/48th of the number of options will vest and become exercisable at the end of each full month of employment after March 20, 2014.
Documents
Issuer
BIOTIME INC
CIK 0000876343
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0000876343
Filing Metadata
- Form type
- 4
- Filed
- Jul 22, 8:00 PM ET
- Accepted
- Jul 23, 9:56 PM ET
- Size
- 13.4 KB