NON INVASIVE MONITORING SYSTEMS INC /FL/ 4

4 · NON INVASIVE MONITORING SYSTEMS INC /FL/ · Filed Aug 18, 2014

Form 4

Period: 2014-08-15

DirectorCEO10% Owner

Transactions

Sale
Series C Convertible Stock
2014-08-15−35,830.98→ 0 total
→ Common Stock (895,774.5 underlying)
Sale
Common Stock, $0.01 par value
2014-08-15$0.11/sh−1,726,621$189,928→ 15,000 total
Sale
Common Stock, $0.01 par value
2014-08-15$0.11/sh−6,629$729→ 0 total(indirect: By Spouse)
Sale
Series D Convertible Stock
2014-08-15$550.00/sh−50$27,500→ 0 total
→ Common Stock (250,000 underlying)
Sale
Series C Convertible Stock
2014-08-15−1,025→ 0 total(indirect: By Spouse)
→ Common Stock (25,625 underlying)

Footnotes (5)

[F1]Convertible into 25 shares of Common Stock for each share of Series C Convertible Preferred Stock at a conversion premium of $4.20 per share.
[F2]Currently exercisable.
[F3]Not applicable.
[F4]The 35,080.98 shares of Series C Convertible Preferred Stock held by Marvin Sackner, individually, and the 1,025 shares of Series C Convertible Preferred Stock held by Ruth Sackner, individually, were sold for aggregate consideration of $10.00.
[F5]Convertible into 5,000 shares of Common Stock for each share of Series D Convertible Preferred Stock.

Documents

1 file