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4//SEC Filing

Asterias Biotherapeutics, Inc. 4

Accession 0001209191-14-053591

CIK 0001572552operating

Filed

Aug 18, 8:00 PM ET

Accepted

Aug 19, 9:47 PM ET

Size

6.6 KB

Accession

0001209191-14-053591

Insider Transaction Report

Form 4
Period: 2014-08-15
Peabody Robert
Chief Financial Officer
Transactions
  • Other

    Series A Common Stock

    2014-08-15+4141 total
Holdings
  • Option to Purchase Series B Common Stock

    Exercise: $2.34Exp: 2020-06-23Series B Common Stock (125,000 underlying)
    125,000
Footnotes (3)
  • [F1]Shares received from Geron Corporation as part of distribution to holders of Geron Common Stock.
  • [F2]Options pertain to the purchase of Series B common stock. The Series B common stock may be converted into Series A common stock by the company upon the occurrence of certain events, and the options will become exercisable for the purchase of Series A common stock when outstanding Series B common stock is converted into Series A common stock.
  • [F3]1/48th of the number of options will vest and become exercisable at the end of each full month of employment after the date of grant on June 24, 2013.

Issuer

Asterias Biotherapeutics, Inc.

CIK 0001572552

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001572552

Filing Metadata

Form type
4
Filed
Aug 18, 8:00 PM ET
Accepted
Aug 19, 9:47 PM ET
Size
6.6 KB