Asterias Biotherapeutics, Inc.·4

Aug 20, 7:01 PM ET

Asterias Biotherapeutics, Inc. 4

4 · Asterias Biotherapeutics, Inc. · Filed Aug 20, 2014

Insider Transaction Report

Form 4
Period: 2014-08-18
LEBKOWSKI JANE
Pres., Research & Development
Transactions
  • Other

    Series A Common Stock

    2014-08-18+476476 total
Holdings
  • Option to Purchase Series B Common Stock

    Exercise: $2.34Exp: 2020-03-09Series B Common Stock (400,000 underlying)
    400,000
Footnotes (3)
  • [F1]Shares received from Geron Corporation as part of a distribution to holders of Geron Common Stock.
  • [F2]Options pertain to the purchase of Series B common stock. The Series B common stock may be converted into Series A common stock by the company upon the occurrence of certain events, and the options will become exercisable for the purchase of Series A common stock when outstanding Series B common stock is converted into Series A common stock.
  • [F3]1/48th of the number of options will vest and become exercisable at the end of each full month of employment after March 10, 2013.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION