STERLING BANCORP 4
4 · STERLING BANCORP · Filed Aug 26, 2014
Insider Transaction Report
Form 4
Klein James B
Director
Transactions
- Award
Common Stock
2013-10-31+219,724→ 219,724 total - Award
Common Stock
2013-10-31+11,979→ 11,979 total(indirect: By Spouse) - Award
Common Stock
2013-10-31+102,648→ 102,648 total(indirect: By Trust)
Footnotes (4)
- [F1]Received in exchange for 174,039 shares of Sterling Bancorp stock in connection with the merger of Sterling Bancorp into Providnet New York Bancorp (the "Merger"). On the effective date of the Merger, the closing price of Sterling Bancorp's common stock was $14.75 per share, and the closing price of Provident New York Bancorp's common stock was $11.72 per share.
- [F2]Received in exchange for 81,306 of shares of Sterling Bancorp stock in connection with the merger of Sterling Bancorp into Providnet New York Bancorp (the "Merger"). On the effective date of the Merger, the closing price of Sterling Bancorp's common stock was $14.75 per share, and the closing price of Provident New York Bancorp's common stock was $11.72 per share.
- [F3]Shares reported as benefically owned by Mr. Klein, as trustee of the Phyllis Klein Revocable Trust.
- [F4]Received in exchange for 9,489 of shares of Sterling Bancorp stock in connection with the merger of Sterling Bancorp into Providnet New York Bancorp (the "Merger"). On the effective date of the Merger, the closing price of Sterling Bancorp's common stock was $14.75 per share, and the closing price of Provident New York Bancorp's common stock was $11.72 per share.