4//SEC Filing
PRIVATEBANCORP, INC 4
Accession 0001209191-14-057759
CIK 0000889936operating
Filed
Sep 11, 8:00 PM ET
Accepted
Sep 12, 6:26 PM ET
Size
12.9 KB
Accession
0001209191-14-057759
Insider Transaction Report
Form 4
GTCR FUND IX/A L P
Director10% Owner
Transactions
- Conversion
Common Stock
2014-09-10+1,107,077→ 2,728,229 total - Sale
Common Stock
2014-09-10$29.90/sh−1,107,077$33,101,602→ 1,621,152 total - Conversion
Non-Voting Common Stock
2014-09-10−1,107,077→ 242,606 total→ Common Stock (1,107,077 underlying)
Footnotes (4)
- [F1]GTCR FUND IX/A, L.P. ("FUND IX/A") is the direct beneficial owner of shares reported in Tables I and II. GTCR Partners IX, L.P. ("GTCR Partners IX") is the general partner of FUND IX/A and GTCR Golder Rauner II, L.L.C. ("GTCR") is the general partner of GTCR Partners IX. As such, GTCR Partners IX and GTCR may be deemed to be beneficial owners of the shares reported in Tables I and II. The filing of this form shall not be deemed an admission that GTCR Partners IX or GTCR is, for Section 16 purposes or otherwise, the beneficial owner of those shares.
- [F2]Each share of Non-Voting Common Stock is convertible into Common Stock on a one-for-one basis.
- [F3]The Conversion of the Non-Voting Common Stock to Common Stock will be completed in connection with the settlement of the sale of Common Stock.
- [F4]The Non-Voting common stock is convertible into Common Stock at any time and has no expiration date.
Documents
Issuer
PRIVATEBANCORP, INC
CIK 0000889936
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000889936
Filing Metadata
- Form type
- 4
- Filed
- Sep 11, 8:00 PM ET
- Accepted
- Sep 12, 6:26 PM ET
- Size
- 12.9 KB