Home/Filings/4/0001209191-14-058187
4//SEC Filing

Pendrell Corp 4

Accession 0001209191-14-058187

CIK 0001359555operating

Filed

Sep 15, 8:00 PM ET

Accepted

Sep 16, 4:53 PM ET

Size

10.6 KB

Accession

0001209191-14-058187

Insider Transaction Report

Form 4
Period: 2014-09-15
EDNIE STEVE
VP and Chief Financial Officer
Transactions
  • Award

    Restricted Stock Unit Award

    2014-09-15+150,000150,000 total
    Exercise: $0.00From: 2015-09-15Exp: 2017-09-15Common Stock (150,000 underlying)
  • Award

    Restricted Stock Unit Award

    2014-09-15+250,000250,000 total
    Exercise: $0.00From: 2015-09-15Exp: 2024-09-15Common Stock (250,000 underlying)
  • Award

    Employee Stock Option (Right to Buy)

    2014-09-15+500,000500,000 total
    Exercise: $1.31From: 2015-09-15Exp: 2024-09-15Common Stock (500,000 underlying)
Footnotes (3)
  • [F1]25% of the award is scheduled to vest on each of September 15, 2015, September 15, 2016, September 15, 2017 and September 15, 2018, subject to the continued employment of the Reporting Person through such dates.
  • [F2]Converts into Common Stock on a unit-for-share basis upon vesting.
  • [F3]The restricted stock units will fully vest when both of the following have occurred: (i) the average closing price of the Company's Class A common stock, measured over any period of 60 consecutive calendar days, has reached or exceeded $3.00 per share (the "Price Trigger"), and (ii) the first anniversary of the grant date has occurred. If the Price Trigger is not achieved by the third anniversary of the grant date, then none of the restricted stock units will vest.

Issuer

Pendrell Corp

CIK 0001359555

Entity typeoperating
IncorporatedWA

Related Parties

1
  • filerCIK 0001359555

Filing Metadata

Form type
4
Filed
Sep 15, 8:00 PM ET
Accepted
Sep 16, 4:53 PM ET
Size
10.6 KB