4//SEC Filing
CM Finance Inc 4
Accession 0001209191-14-058282
$ICMBCIK 0001578348operating
Filed
Sep 15, 8:00 PM ET
Accepted
Sep 16, 7:10 PM ET
Size
11.9 KB
Accession
0001209191-14-058282
Insider Transaction Report
Form 4
CM Finance IncCMFN
Jansen Christopher E
DirectorPresident and Secretary
Transactions
- Purchase
Common Stock
2014-09-12$13.79/sh+1,000$13,787→ 5,000 total(indirect: See footnote) - Purchase
Common Stock
2014-09-16$13.66/sh+1,000$13,656→ 71,669.046 total - Purchase
Common Stock
2014-09-12$13.80/sh+1,000$13,797→ 70,669.046 total - Purchase
Common Stock
2014-09-16$13.65/sh+1,000$13,652→ 6,000 total(indirect: See footnote)
Footnotes (5)
- [F1]The price shown in Column 4 is the weighted average purchase price of the shares of common stock of CM Finance Inc (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $13.782 to $13.799 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- [F2]The price shown in Column 4 is the weighted average purchase price of the shares of common stock of the Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $13.686 to $13.799 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- [F3]The Reporting Person may be deemed to beneficially own the shares of common stock of Issuer because the securities are held by Patricia McInerney Jansen Children's Trust, of which the Reporting Person is a Trustee.
- [F4]The price shown in Column 4 is the weighted average purchase price of the shares of common stock of CM Finance Inc (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $13.646 to $13.659 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- [F5]The price shown in Column 4 is the weighted average purchase price of the shares of common stock of the Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $13.63 to $13.66 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
Documents
Issuer
CM Finance Inc
CIK 0001578348
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001578348
Filing Metadata
- Form type
- 4
- Filed
- Sep 15, 8:00 PM ET
- Accepted
- Sep 16, 7:10 PM ET
- Size
- 11.9 KB