4//SEC Filing
Guidance Software, Inc. 4
Accession 0001209191-14-058925
CIK 0001375557operating
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 6:02 AM ET
Size
15.5 KB
Accession
0001209191-14-058925
Insider Transaction Report
Form 4
Limongelli Victor
DirectorPresident, CEO and Director
Transactions
- Exercise/Conversion
Common Stock
2014-09-17$4.54/sh+4,400$19,976→ 382,438 total - Exercise/Conversion
Common Stock
2014-09-18$4.54/sh+4,522$20,530→ 382,560 total - Exercise/Conversion
Common Stock Option
2014-09-17−4,400→ 127,179 totalExercise: $4.54Exp: 2015-04-20→ Common Stock (4,400 underlying) - Exercise/Conversion
Common Stock Option
2014-09-18−4,522→ 122,657 totalExercise: $4.54Exp: 2015-04-20→ Common Stock (4,522 underlying) - Sale
Common Stock
2014-09-17$7.01/sh−4,400$30,844→ 378,038 total - Sale
Common Stock
2014-09-18$6.90/sh−4,522$31,202→ 378,038 total
Footnotes (3)
- [F1]Pursuant to a Section 10b5-1 Plan established by Mr. Limongelli on May 9, 2014 vested employee stock options representing a total of 4,400 shares of Common Stock were exercised and sold in multiple transactions at a prices ranging from $6.90 to $7.14 per share, with an average price of $7.01 per share as reported in Column 4. The Section 10b5-1 Plan has not been modified since adopted. The reporting person undertakes to provide Guidance Software, Inc., any security holder of Guidance Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.
- [F2]Pursuant to a Section 10b5-1 Plan established by Mr. Limongelli on May 9, 2014 vested employee stock options representing a total of 4,522 shares of Common Stock were exercised and sold in multiple transactions at a prices ranging from $6.88 to $6.94 per share, with an average price of $6.90 per share as reported in Column 4. The Section 10b5-1 Plan has not been modified since adopted. The reporting person undertakes to provide Guidance Software, Inc., any security holder of Guidance Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.
- [F3]The exercised options are part of an award granted to Mr. Limongelli on April 20, 2005, which fully vested over a four-year period after the grant date. The exercised options expire April 20, 2015.
Documents
Issuer
Guidance Software, Inc.
CIK 0001375557
Entity typeoperating
Related Parties
1- filerCIK 0001375557
Filing Metadata
- Form type
- 4
- Filed
- Sep 21, 8:00 PM ET
- Accepted
- Sep 22, 6:02 AM ET
- Size
- 15.5 KB