4//SEC Filing
ATHERSYS, INC / NEW 4
Accession 0001209191-14-059062
CIK 0001368148operating
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 6:31 PM ET
Size
9.4 KB
Accession
0001209191-14-059062
Insider Transaction Report
Form 4
Deans Robert J
Sr. Vice President
Transactions
- Sale
Common Stock
2014-09-18$1.40/sh−2,540$3,561→ 449,190 total - Tax Payment
Common Stock
2014-09-18$1.44/sh−15,381$22,149→ 451,730 total - Sale
Common Stock
2014-09-19$1.42/sh−2,540$3,606→ 446,650 total
Footnotes (5)
- [F1]Shares withheld from the quarterly vesting of a June 2013 restricted stock unit award related to the minimum tax withholding obligation.
- [F2]Shares sold pursuant to a predefined Rule 10b5-1 trading plan solely related to the tax obligation on the quarterly vesting of a June 2013 restricted stock unit award.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.36 to $1.47, inclusive, in accordance with a previously established Rule 10b5-1 predefined trading plan enacted solely related to the tax obligation.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.405 to $1.47, inclusive, in accordance with a previously established Rule 10b5-1 predefined trading plan enacted solely related to the tax obligation.
- [F5]Securities beneficially owned are comprised of: (1) 116,865 shares of common stock owned, (2) unvested 286,510 restricted stock units awarded on June 20, 2013 related to the termination of 2005 incentive agreements that will vest ratably on a quarterly basis through June 18, 2016, and (3) unvested estricted stock units awarded on an annual basis amounting to 43,275 that vest quarterly over a four-year period from grant date.
Documents
Issuer
ATHERSYS, INC / NEW
CIK 0001368148
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001368148
Filing Metadata
- Form type
- 4
- Filed
- Sep 21, 8:00 PM ET
- Accepted
- Sep 22, 6:31 PM ET
- Size
- 9.4 KB