CM Finance Inc 4
4 · CM Finance Inc · Filed Sep 22, 2014
Insider Transaction Report
Form 4
CM Finance IncCMFN
Jansen Christopher E
DirectorPresident and Secretary
Transactions
- Purchase
Common Stock
2014-09-18$13.47/sh+1,000$13,475→ 7,000 total(indirect: See footnote) - Purchase
Common Stock
2014-09-19$13.26/sh+1,000$13,260→ 8,000 total(indirect: See footnote)
Footnotes (2)
- [F1]The price shown in Column 4 is the weighted average purchase price of the shares of common stock of CM Finance Inc (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $13.47 to $13.479 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- [F2]The Reporting Person may be deemed to beneficially own the shares of common stock of Issuer because the securities are held by Patricia McInerney Jansen Children's Trust, of which the Reporting Person is a Trustee.