4//SEC Filing
CM Finance Inc 4
Accession 0001209191-14-059068
$ICMBCIK 0001578348operating
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 6:56 PM ET
Size
7.1 KB
Accession
0001209191-14-059068
Insider Transaction Report
Form 4
CM Finance IncCMFN
Jansen Christopher E
DirectorPresident and Secretary
Transactions
- Purchase
Common Stock
2014-09-18$13.47/sh+1,000$13,475→ 7,000 total(indirect: See footnote) - Purchase
Common Stock
2014-09-19$13.26/sh+1,000$13,260→ 8,000 total(indirect: See footnote)
Footnotes (2)
- [F1]The price shown in Column 4 is the weighted average purchase price of the shares of common stock of CM Finance Inc (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $13.47 to $13.479 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- [F2]The Reporting Person may be deemed to beneficially own the shares of common stock of Issuer because the securities are held by Patricia McInerney Jansen Children's Trust, of which the Reporting Person is a Trustee.
Documents
Issuer
CM Finance Inc
CIK 0001578348
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0001578348
Filing Metadata
- Form type
- 4
- Filed
- Sep 21, 8:00 PM ET
- Accepted
- Sep 22, 6:56 PM ET
- Size
- 7.1 KB