KONA GRILL INC 4
4 · KONA GRILL INC · Filed Sep 23, 2014
Insider Transaction Report
Form 4
KONA GRILL INCKONA
Winczewski Anthony L
Director
Transactions
- Sale
Common stock
2014-09-22$17.41/sh−4,100$71,381→ 0 total - Exercise/Conversion
Director Stock Option (Right to Buy)
2014-09-22$5.15/sh−4,100$21,115→ 2,210 totalExercise: $5.15From: 2012-02-25Exp: 2016-02-24→ Common Stock (4,100 underlying) - Exercise/Conversion
Director Stock Option (Right to Buy)
2014-09-19$51.50/sh−1,190$61,285→ 6,310 totalExercise: $5.15From: 2012-02-25Exp: 2016-02-24→ Common Stock (1,190 underlying) - Sale
Common stock
2014-09-19$17.83/sh−5,000$89,150→ 0 total - Exercise/Conversion
Common stock
2014-09-22$5.15/sh+4,100$21,115→ 4,100 total - Exercise/Conversion
Common stock
2014-09-19$3.39/sh+5,000$16,950→ 5,000 total - Exercise/Conversion
Common stock
2014-09-19$5.15/sh+1,190$6,129→ 1,190 total - Exercise/Conversion
Director Stock Option (Right to Buy)
2014-09-19$3.39/sh−5,000$16,950→ 0 totalExercise: $3.39From: 2011-01-28Exp: 2015-01-28→ Common Stock (5,000 underlying) - Sale
Common stock
2014-09-19$17.83/sh−8,000$142,640→ 0 total - Sale
Common stock
2014-09-19$17.83/sh−1,190$21,218→ 0 total
Footnotes (4)
- [F1]Price reported is a weighted average price. These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2014 at prices ranging from $17.40 to $18.49, inclusive. The reporting person undertakes to provide Kona Grill, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
- [F2]Price reported is a weighted average price. These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2014 at prices ranging from $17.13 to $17.71, inclusive. The reporting person undertakes to provide Kona Grill, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
- [F3]25% of the total number of options granted vested and became exercisable on each of April 28, 2010, July 28, 2010, October 28, 2010, and January 28, 2011.
- [F4]25% of the total number of options granted vested and became exercisable on each of May 25, 2011, August 25, 2011, November 25, 2011, and February 25, 2012.