4//SEC Filing
Carlyle Holdings II L.P. 4
Accession 0001209191-14-059938
CIK 0000721693other
Filed
Sep 25, 8:00 PM ET
Accepted
Sep 26, 4:05 PM ET
Size
24.6 KB
Accession
0001209191-14-059938
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock $0.001 par value
2014-09-25$1.50/sh−15,854$23,781→ 9,391,090 total(indirect: See footnote) - Sale
Common Stock $0.001 par value
2014-09-24$1.53/sh−897,193$1,368,668→ 9,406,944 total(indirect: See footnote)
Carlyle Group L.P.
10% Owner
Transactions
- Sale
Common Stock $0.001 par value
2014-09-25$1.50/sh−15,854$23,781→ 9,391,090 total(indirect: See footnote) - Sale
Common Stock $0.001 par value
2014-09-24$1.53/sh−897,193$1,368,668→ 9,406,944 total(indirect: See footnote)
CAGP, LTD.
10% Owner
Transactions
- Sale
Common Stock $0.001 par value
2014-09-25$1.50/sh−15,854$23,781→ 9,391,090 total(indirect: See footnote) - Sale
Common Stock $0.001 par value
2014-09-24$1.53/sh−897,193$1,368,668→ 9,406,944 total(indirect: See footnote)
Transactions
- Sale
Common Stock $0.001 par value
2014-09-24$1.53/sh−897,193$1,368,668→ 9,406,944 total(indirect: See footnote) - Sale
Common Stock $0.001 par value
2014-09-25$1.50/sh−15,854$23,781→ 9,391,090 total(indirect: See footnote)
Carlyle Holdings II GP L.L.C.
10% Owner
Transactions
- Sale
Common Stock $0.001 par value
2014-09-25$1.50/sh−15,854$23,781→ 9,391,090 total(indirect: See footnote) - Sale
Common Stock $0.001 par value
2014-09-24$1.53/sh−897,193$1,368,668→ 9,406,944 total(indirect: See footnote)
Carlyle Holdings II L.P.
10% Owner
Transactions
- Sale
Common Stock $0.001 par value
2014-09-25$1.50/sh−15,854$23,781→ 9,391,090 total(indirect: See footnote) - Sale
Common Stock $0.001 par value
2014-09-24$1.53/sh−897,193$1,368,668→ 9,406,944 total(indirect: See footnote)
Transactions
- Sale
Common Stock $0.001 par value
2014-09-25$1.50/sh−15,854$23,781→ 9,391,090 total(indirect: See footnote) - Sale
Common Stock $0.001 par value
2014-09-24$1.53/sh−897,193$1,368,668→ 9,406,944 total(indirect: See footnote)
CAGP III CO-INVESTMENT, L.P.
10% Owner
Transactions
- Sale
Common Stock $0.001 par value
2014-09-24$1.53/sh−897,193$1,368,668→ 9,406,944 total(indirect: See footnote) - Sale
Common Stock $0.001 par value
2014-09-25$1.50/sh−15,854$23,781→ 9,391,090 total(indirect: See footnote)
Carlyle Group Management L.L.C.
10% Owner
Transactions
- Sale
Common Stock $0.001 par value
2014-09-24$1.53/sh−897,193$1,368,668→ 9,406,944 total(indirect: See footnote) - Sale
Common Stock $0.001 par value
2014-09-25$1.50/sh−15,854$23,781→ 9,391,090 total(indirect: See footnote)
CAGP GENERAL PARTNER, L.P.
10% Owner
Transactions
- Sale
Common Stock $0.001 par value
2014-09-25$1.50/sh−15,854$23,781→ 9,391,090 total(indirect: See footnote) - Sale
Common Stock $0.001 par value
2014-09-24$1.53/sh−897,193$1,368,668→ 9,406,944 total(indirect: See footnote)
Footnotes (2)
- [F1]The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $1.50 to $1.585. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
- [F2]Following the consummation of the transactions reported herein, Carlyle Asia Growth Partners III, L.P. and CAGP III Co-Investment, L.P. are the record holders of 8,991,154 and 399,936 shares, respectively, of Common Stock of China Recycling Energy Corporation. Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P. which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole shareholder of CAGP, Ltd., which is the general partner of CAGP General Partner, L.P., which is the general partner of each of Carlyle Asia Growth Partners III, L.P. and CAGP III Co-Investment, L.P.
Documents
Issuer
CHINA RECYCLING ENERGY CORP
CIK 0000721693
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001548630
Filing Metadata
- Form type
- 4
- Filed
- Sep 25, 8:00 PM ET
- Accepted
- Sep 26, 4:05 PM ET
- Size
- 24.6 KB