$LCTX·4

BIOTIME INC · Oct 10, 9:40 PM ET

BIOTIME INC 4

4 · BIOTIME INC · Filed Oct 10, 2014

Insider Transaction Report

Form 4
Period: 2014-10-08
Transactions
  • Award

    Option to Purchase Common Shares

    2014-07-01+20,00020,000 total
    Exercise: $3.11Exp: 2019-06-30Common Shares (20,000 underlying)
  • Purchase

    Common Shares, no par value

    2014-10-08$3.12/sh+32,050$99,99632,050 total(indirect: see footnote)
Holdings
  • Option to Purchase Common Shares

    Exercise: $2.86Exp: 2019-04-10Common Shares (20,000 underlying)
    20,000
Footnotes (4)
  • [F1]Shares acquired pursuant to a Stock Purchase Agreement dated October 3, 2014.
  • [F2]All shares are owned by Schlachet Management Ltd., a privately held company of which Mr. Schlachet is the sole shareholder, chief executive officer, and director.
  • [F3]Will become exercisable in four equal quarterly installments after the date of grant on July 1, 2014 based upon continued service on the board of directors.
  • [F4]5,000 options became exercisable on June 30, 2014 and the remaining 15,000 will become exercisable in three equal quarterly installments based upon continued service on the board of directors.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION