Guidance Software, Inc. 4
4 · Guidance Software, Inc. · Filed Oct 17, 2014
Insider Transaction Report
Form 4
Limongelli Victor
DirectorPresident, CEO and Director
Transactions
- Sale
Common Stock
2014-10-16$6.16/sh−9,839$60,608→ 378,038 total - Exercise/Conversion
Common Stock Option
2014-10-16−9,839→ 105,135 totalExercise: $4.54Exp: 2015-04-20→ Common Stock (9,839 underlying) - Exercise/Conversion
Common Stock
2014-10-15$4.54/sh+7,683$34,881→ 385,721 total - Exercise/Conversion
Common Stock Option
2014-10-15−7,683→ 114,974 totalExercise: $4.54Exp: 2015-04-20→ Common Stock (7,683 underlying) - Sale
Common Stock
2014-10-15$6.30/sh−7,683$48,403→ 378,038 total - Exercise/Conversion
Common Stock
2014-10-16$4.54/sh+9,839$44,669→ 387,877 total
Footnotes (3)
- [F1]Pursuant to a Section 10b5-1 Plan established by Mr. Limongelli on May 9, 2014 vested employee stock options representing a total of 7,683 shares of Common Stock were exercised and sold in multiple transactions at a prices ranging from $6.21 to $6.39 per share, with an average price of $6.30 per share as reported in Column 4. The Section 10b5-1 Plan has not been modified since adopted. The reporting person undertakes to provide Guidance Software, Inc., any security holder of Guidance Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.
- [F2]Pursuant to a Section 10b5-1 Plan established by Mr. Limongelli on May 9, 2014 vested employee stock options representing a total of 9,839 shares of Common Stock were exercised and sold in multiple transactions at a prices ranging from $6.05 to $6.29 per share, with an average price of $6.16 per share as reported in Column 4. The Section 10b5-1 Plan has not been modified since adopted. The reporting person undertakes to provide Guidance Software, Inc., any security holder of Guidance Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.
- [F3]The exercised options are part of an award granted to Mr. Limongelli on April 20, 2005, which fully vested over a four-year period after the grant date. The exercised options expire April 20, 2015.