FUEL TECH, INC. 5/A
5/A · FUEL TECH, INC. · Filed Oct 22, 2014
Insider Transaction Report
Form 5/AAmended
FUEL TECH, INC.FTEK
BAILEY DOUGLAS G
DirectorDeputy Chairman
Transactions
- Gift
Common Stock
2012-12-26+15,000→ 15,000 total(indirect: Daughter) - Gift
Common Stock
2012-12-24+245,000→ 245,000 total(indirect: By Trust)
Holdings
- 1,515,258
Common Stock
Footnotes (2)
- [F1]On December 24, 2012 a parent of the reporting person transferred 245,000 shares to a family trust. The reporting person is a beneficiary of the trust and shares investment control over the shares in the trust. The reporting person disclaims beneficial ownership of the shares in the trust, except to the extent of his pecuniary interest. This report should not be deemed an admission that the reporting person is the beneficial owner of shares held by the trust for purposes of Section 16 or for any other purpose.
- [F2]On December 26, 2012 a trust for the benefit of the reporting person's daughter distributed these shares to her. A reportable interest in these shares had previously been reported incorrectly.