Home/Filings/5/A/0001209191-14-064306
5/A//SEC Filing

FUEL TECH, INC. 5/A

Accession 0001209191-14-064306

$FTEKCIK 0000846913operating

Filed

Oct 21, 8:00 PM ET

Accepted

Oct 22, 4:19 PM ET

Size

8.0 KB

Accession

0001209191-14-064306

Insider Transaction Report

Form 5/AAmended
Period: 2012-12-31
BAILEY DOUGLAS G
DirectorDeputy Chairman
Transactions
  • Gift

    Common Stock

    2012-12-26+15,00015,000 total(indirect: Daughter)
  • Gift

    Common Stock

    2012-12-24+245,000245,000 total(indirect: By Trust)
Holdings
  • Common Stock

    1,515,258
Footnotes (2)
  • [F1]On December 24, 2012 a parent of the reporting person transferred 245,000 shares to a family trust. The reporting person is a beneficiary of the trust and shares investment control over the shares in the trust. The reporting person disclaims beneficial ownership of the shares in the trust, except to the extent of his pecuniary interest. This report should not be deemed an admission that the reporting person is the beneficial owner of shares held by the trust for purposes of Section 16 or for any other purpose.
  • [F2]On December 26, 2012 a trust for the benefit of the reporting person's daughter distributed these shares to her. A reportable interest in these shares had previously been reported incorrectly.

Issuer

FUEL TECH, INC.

CIK 0000846913

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000846913

Filing Metadata

Form type
5/A
Filed
Oct 21, 8:00 PM ET
Accepted
Oct 22, 4:19 PM ET
Size
8.0 KB