4//SEC Filing
SWIFT TRANSPORTATION Co 4
Accession 0001209191-14-065385
$KNXCIK 0001492691operating
Filed
Oct 29, 8:00 PM ET
Accepted
Oct 30, 3:33 PM ET
Size
17.5 KB
Accession
0001209191-14-065385
Insider Transaction Report
Form 4
SARTOR RODNEY
Exec VP of Subsidiary
Transactions
- Exercise/Conversion
Class A Common Stock
2014-10-28$11.00/sh+5,000$55,000→ 14,923 total - Exercise/Conversion
Employee Stock Option (right to buy)
2014-10-28−2,000→ 4,000 totalExercise: $8.80Exp: 2020-02-25→ Class A Common Stock (2,000 underlying) - Sale
Class A Common Stock
2014-10-28$24.42/sh−10,600$258,837→ 7,923 total - Exercise/Conversion
Employee Stock Option (right to buy)
2014-10-28−3,600→ 8,126 totalExercise: $13.36Exp: 2023-02-22→ Class A Common Stock (3,600 underlying) - Exercise/Conversion
Class A Common Stock
2014-10-28$8.80/sh+2,000$17,600→ 9,923 total - Exercise/Conversion
Class A Common Stock
2014-10-28$13.36/sh+3,600$48,096→ 18,523 total - Exercise/Conversion
Employee Stock Option (right to buy)
2014-10-28−5,000→ 103,000 totalExercise: $11.00Exp: 2017-10-16→ Class A Common Stock (5,000 underlying)
Footnotes (5)
- [F1]The price reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices rangfing from $24.40 to $24.44. The reporting person undertakes to provide Swift Transportation Company , any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range.
- [F2]Subject to certain acceleration, forfeiture, and termination provisions, 4,000 options vest on February 25, 2015.
- [F3]The reporting person reported on a Form 4 dated April 30, 2014 the disposition of 6,000 shares of these derivative securities. On this Form 4, the reporting person inadvertently reported 102,000 derivative securities beneficially owned following that reported transaction. The amount of derivative securities beneficially owned after that reported transaction should have been reported as 6,000.
- [F4]103,000 options are currently vested and exercisable.
- [F5]Subject to certain acceleration, forfeiture, and termination provisions, 308 options are currently vested and exercisable, 3,909 options vest and are exercisable on February 22, 2015 and 3,909 options vest and are exercisable on February 22, 2016.
Documents
Issuer
SWIFT TRANSPORTATION Co
CIK 0001492691
Entity typeoperating
Related Parties
1- filerCIK 0001492691
Filing Metadata
- Form type
- 4
- Filed
- Oct 29, 8:00 PM ET
- Accepted
- Oct 30, 3:33 PM ET
- Size
- 17.5 KB