$HOMB·4

HOME BANCSHARES INC · Oct 31, 5:56 PM ET

HOME BANCSHARES INC 4

4 · HOME BANCSHARES INC · Filed Oct 31, 2014

Insider Transaction Report

Form 4
Period: 2014-10-29
Birch Robert F Jr
Twin City Bank President & CEO
Transactions
  • Sale

    Common Stock

    2014-10-29$31.19/sh10,000$311,878126,231.267 total(indirect: By Trust)
  • Exercise/Conversion

    Common Stock

    2014-10-29$4.34/sh+24,191$104,989146,231.267 total(indirect: By Trust)
  • Sale

    Common Stock

    2014-10-29$31.14/sh10,000$311,436136,231.267 total(indirect: By Trust)
  • Exercise/Conversion

    Stock Option

    2014-10-2924,1910 total
    Exercise: $4.34From: 2004-11-30Exp: 2014-11-30Common Stock (24,191 underlying)
Holdings
  • Performance Stock Option

    Exercise: $5.54From: 2010-01-01Exp: 2016-03-13Common Stock (29,651 underlying)
    29,651
  • Common Stock

    (indirect: By Spouse)
    1,379.165
  • Common Stock

    (indirect: By 401(k))
    30,036.366
  • Common Stock - Restricted

    4,000
  • Common Stock

    12,161.908
  • Common Stock - Performance Based

    4,000
  • Common Stock

    (indirect: By IRA)
    13.557
Footnotes (8)
  • [F1]Includes 955.256 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  • [F2]Includes 0.105 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  • [F3]Includes 6.287 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  • [F4]Includes 230.158 shares acquired by the Home BancShares, Inc. 401(k) Plan since the last filing.
  • [F5]Restricted Stock granted on August 2, 2012 will "cliff" vest 100% three years from award date.
  • [F6]Includes 199.041 shares acquired by the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  • [F7]The reporting person had 2,300 shares vest since the last filing.
  • [F8]The Performance Stock awarded on August 2, 2012 will "cliff" vest on the third annual anniversary of the date that the performance goal is met. The performance goal was met on September 30, 2013 and will therefore "cliff" vest 100% on September 30, 2016.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION