4//SEC Filing
Rubicon Technology, Inc. 4
Accession 0001209191-14-066233
$RBCNCIK 0001410172operating
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 4:39 PM ET
Size
11.7 KB
Accession
0001209191-14-066233
Insider Transaction Report
Form 4
Graffy Mardel A
VP - Financial Operations
Transactions
- Exercise/Conversion
Restricted Stock Units
2014-11-01−1,156→ 3,465 total→ Common Stock (1,156 underlying) - Exercise/Conversion
Common Stock
2014-11-01+1,156→ 1,156 total - Tax Payment
Common Stock
2014-11-01$4.43/sh−364$1,613→ 792 total - Award
Restricted Stock Units
2014-11-01+8,971→ 8,971 total→ Common Stock (8,971 underlying)
Holdings
- 2,100(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Restricted stock units convert into common stock on a one-for-one basis.
- [F2]On November 1, 2013, the reporting person was granted 4,621 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.
- [F3]Each restricted stock unit represents a continent right to receive one share of the Company's common stock.
- [F4]The restricted stock units vest in three equal annual installments beginning November 1, 2015.
Documents
Issuer
Rubicon Technology, Inc.
CIK 0001410172
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001410172
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 7:00 PM ET
- Accepted
- Nov 4, 4:39 PM ET
- Size
- 11.7 KB