Rubicon Technology, Inc. 4
4 · Rubicon Technology, Inc. · Filed Nov 4, 2014
Insider Transaction Report
Form 4
Graffy Mardel A
VP - Financial Operations
Transactions
- Exercise/Conversion
Restricted Stock Units
2014-11-01−1,156→ 3,465 total→ Common Stock (1,156 underlying) - Exercise/Conversion
Common Stock
2014-11-01+1,156→ 1,156 total - Tax Payment
Common Stock
2014-11-01$4.43/sh−364$1,613→ 792 total - Award
Restricted Stock Units
2014-11-01+8,971→ 8,971 total→ Common Stock (8,971 underlying)
Holdings
- 2,100(indirect: By Trust)
Common Stock
Footnotes (4)
- [F1]Restricted stock units convert into common stock on a one-for-one basis.
- [F2]On November 1, 2013, the reporting person was granted 4,621 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.
- [F3]Each restricted stock unit represents a continent right to receive one share of the Company's common stock.
- [F4]The restricted stock units vest in three equal annual installments beginning November 1, 2015.