Home/Filings/4/0001209191-14-066696
4//SEC Filing

TIPTREE FINANCIAL INC. 4

Accession 0001209191-14-066696

$TIPTCIK 0001393726operating

Filed

Nov 4, 7:00 PM ET

Accepted

Nov 5, 4:59 PM ET

Size

5.4 KB

Accession

0001209191-14-066696

Insider Transaction Report

Form 4
Period: 2014-11-03
Kauffman Geoffrey
DirectorVice Chairman of the Board
Transactions
  • Other

    Class A Common Stock

    2014-11-03+20,266442,125 total
Footnotes (2)
  • [F1]In accordance with the terms and conditions set forth in a Redemption Election Notice sent to limited partners of Tiptree Financial Partners, L.P. ("TFP") on May 2, 2014 as supplemented on July 18, 2014, the reporting person directed TFPLP Holdings III LLC ("TFPLP III") to exchange 7,243 limited partnership units of TFP for 20,266 shares of Class A common stock of the Issuer (which have been distributed to the reporting person).
  • [F2]Partnership units of TFP are exchangeable for Class A common stock at a rate of one partnership unit of TFP for 2.798 shares of Class A common stock of the Issuer.

Issuer

TIPTREE FINANCIAL INC.

CIK 0001393726

Entity typeoperating
IncorporatedMD

Related Parties

1
  • filerCIK 0001393726

Filing Metadata

Form type
4
Filed
Nov 4, 7:00 PM ET
Accepted
Nov 5, 4:59 PM ET
Size
5.4 KB