4//SEC Filing
CODEXIS INC 4
Accession 0001209191-14-068117
$CDXSCIK 0001200375operating
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 4:31 PM ET
Size
13.6 KB
Accession
0001209191-14-068117
Insider Transaction Report
Form 4
CODEXIS INCCDXS
CMEA VENTURES LIFE SCIENCES 2000 LP
10% Owner
Transactions
- Sale
Common Stock
2014-11-10$2.37/sh−181,067$429,129→ 0 total(indirect: See Footnote) - Sale
Common Stock
2014-11-10$2.37/sh−2,740,158$6,494,174→ 0 total(indirect: See Footnote)
Transactions
- Sale
Common Stock
2014-11-10$2.37/sh−181,067$429,129→ 0 total(indirect: See Footnote) - Sale
Common Stock
2014-11-10$2.37/sh−2,740,158$6,494,174→ 0 total(indirect: See Footnote)
Collier David J
10% Owner
Transactions
- Sale
Common Stock
2014-11-10$2.37/sh−2,740,158$6,494,174→ 0 total(indirect: See Footnote) - Sale
Common Stock
2014-11-10$2.37/sh−181,067$429,129→ 0 total(indirect: See Footnote)
Transactions
- Sale
Common Stock
2014-11-10$2.37/sh−2,740,158$6,494,174→ 0 total(indirect: See Footnote) - Sale
Common Stock
2014-11-10$2.37/sh−181,067$429,129→ 0 total(indirect: See Footnote)
Handelsman Karl D.
10% Owner
Transactions
- Sale
Common Stock
2014-11-10$2.37/sh−2,740,158$6,494,174→ 0 total(indirect: See Footnote) - Sale
Common Stock
2014-11-10$2.37/sh−181,067$429,129→ 0 total(indirect: See Footnote)
Footnotes (2)
- [F1]Held by CMEA Ventures Life Sciences 2000, L.P. Thomas R. Baruch, a member of the Issuer's board of directors, David Collier and Karl Handelsman are general partners of CMEA Ventures LS Management 2000, L.P., the general partner of CMEA Ventures Life Sciences 2000, L.P., and, as such, have voting and investment power over the securities held by CMEA Ventures Life Sciences 2000, L.P. Each of the Reporting Persons disclaims beneficial ownership of the securities reported on this Form 4 except to the extent of any pecuniary interest therein.
- [F2]Held by CMEA Ventures Life Sciences 2000, Civil Law Partnership. Thomas R. Baruch, a member of the Isser's board of directors, David Collier and Karl Handelsman are general partners of CMEA Ventures LS Management 2000, L.P., the managing limited partner of CMEA Ventures Life Sciences 2000, Civil Law Partnership, and, as such, have voting and investment power over the securities held by CMEA Ventures Life Sciences 2000, Civil Law Partnership. Each of the Reporting Persons disclaims beneficial ownership of the securities reports on this Form 4 except to the extent of any pecuniary interest therein.
Documents
Issuer
CODEXIS INC
CIK 0001200375
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001200375
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 4:31 PM ET
- Size
- 13.6 KB