POZEN INC /NC 4

4 · POZEN INC /NC · Filed Nov 13, 2014

Form 4

Period: 2014-11-10

Sr. VP Finance, CFO

Transactions

Exercise/Conversion
Common Stock
2014-11-10$4.64/sh+15,268$70,844→ 81,729 total
Exercise/Conversion
Common Stock
2014-11-10$3.77/sh+4,978$18,767→ 106,861 total
Exercise/Conversion
Common Stock
2014-11-10$5.33/sh+20,154$107,421→ 101,883 total
Exercise/Conversion
Stock Option
2014-11-10−15,268→ 45,807 total
Exercise: $4.64Exp: 2019-03-13→ Common Stock (15,268 underlying)
Exercise/Conversion
Stock Option
2014-11-10−20,154→ 40,921 total
Exercise: $5.33Exp: 2020-03-15→ Common Stock (20,154 underlying)
Exercise/Conversion
Stock Option
2014-11-10−4,978→ 36,248 total
Exercise: $3.77Exp: 2021-03-15→ Common Stock (4,978 underlying)
Tax Payment
Common Stock
2014-11-10$9.49/sh−20,762$197,031→ 86,099 total

Footnotes (5)

[F1]Represents shares of the Registrant's common stock delivered as payment of exercise price in connection with the net exercise of stock options by the reporting person on November 10, 2014. Such shares are to be delivered to the Registrant's treasury account.
[F2]Reflects the closing stock price on November 10, 2014 of $9.49, as reported by the NASDAQ Stock Market.
[F3]The option vested in four equal annual installments, with the initial vesting date occurring on March 13, 2010.
[F4]The option vested in four equal annual installments, with the initial vesting date occurring on March 15, 2011.
[F5]The option vest in four equal annual installments, with the initial vesting date occurring on March 15, 2011.

Documents

1 file