4//SEC Filing
POZEN INC /NC 4
Accession 0001209191-14-068421
CIK 0001059790operating
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 7:59 AM ET
Size
16.5 KB
Accession
0001209191-14-068421
Insider Transaction Report
Form 4
POZEN INC /NCPOZN
Hodges William L
Sr. VP Finance, CFO
Transactions
- Exercise/Conversion
Common Stock
2014-11-10$4.64/sh+15,268$70,844→ 81,729 total - Exercise/Conversion
Common Stock
2014-11-10$3.77/sh+4,978$18,767→ 106,861 total - Exercise/Conversion
Common Stock
2014-11-10$5.33/sh+20,154$107,421→ 101,883 total - Exercise/Conversion
Stock Option
2014-11-10−15,268→ 45,807 totalExercise: $4.64Exp: 2019-03-13→ Common Stock (15,268 underlying) - Exercise/Conversion
Stock Option
2014-11-10−20,154→ 40,921 totalExercise: $5.33Exp: 2020-03-15→ Common Stock (20,154 underlying) - Exercise/Conversion
Stock Option
2014-11-10−4,978→ 36,248 totalExercise: $3.77Exp: 2021-03-15→ Common Stock (4,978 underlying) - Tax Payment
Common Stock
2014-11-10$9.49/sh−20,762$197,031→ 86,099 total
Footnotes (5)
- [F1]Represents shares of the Registrant's common stock delivered as payment of exercise price in connection with the net exercise of stock options by the reporting person on November 10, 2014. Such shares are to be delivered to the Registrant's treasury account.
- [F2]Reflects the closing stock price on November 10, 2014 of $9.49, as reported by the NASDAQ Stock Market.
- [F3]The option vested in four equal annual installments, with the initial vesting date occurring on March 13, 2010.
- [F4]The option vested in four equal annual installments, with the initial vesting date occurring on March 15, 2011.
- [F5]The option vest in four equal annual installments, with the initial vesting date occurring on March 15, 2011.
Documents
Issuer
POZEN INC /NC
CIK 0001059790
Entity typeoperating
Related Parties
1- filerCIK 0001059790
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 7:59 AM ET
- Size
- 16.5 KB