Home/Filings/4/A/0001209191-14-068948
4/A//SEC Filing

STERLING BANCORP 4/A

Accession 0001209191-14-068948

CIK 0001070154operating

Filed

Nov 13, 7:00 PM ET

Accepted

Nov 14, 5:50 PM ET

Size

14.0 KB

Accession

0001209191-14-068948

Insider Transaction Report

Form 4/AAmended
Period: 2013-10-31
Transactions
  • Award

    Common Stock

    2013-10-31+401,293401,293 total
  • Award

    Common Stock

    2013-10-31+9,4399,439 total(indirect: By IRA)
  • Award

    Common Stock

    2013-10-31+367367 total(indirect: By Spouse)
  • Award

    Common Stock

    2013-10-31+1,5111,511 total(indirect: By Spouse)
  • Award

    Common Stock

    2013-10-31+104,826104,826 total(indirect: By 401(k))
Footnotes (7)
  • [F1]Due to an administrative error, the Reporting Person's Direct holdings were incorrectly reported on 10/31/2013. This filing reflects the correct Direct holdings of the Reporting Person.
  • [F2]Received in exchange for 317,856 shares of Sterling Bancorp stock in connection with the merger of Sterling Bancorp into Providnet New York Bancorp (the "Merger"). On the effective date of the Merger, the closing price of Sterling Bancorp's common stock was $14.75 per share, and the closing price of Provident New York Bancorp's common stock was $11.72 per share.
  • [F3]Received in exchange for 7477 shares of Sterling Bancorp stock in connection with the merger of Sterling Bancorp into Providnet New York Bancorp (the "Merger"). On the effective date of the Merger, the closing price of Sterling Bancorp's common stock was $14.75 per share, and the closing price of Provident New York Bancorp's common stock was $11.72 per share.
  • [F4]Received in exchange for 291 shares of Sterling Bancorp stock in connection with the merger of Sterling Bancorp into Providnet New York Bancorp (the "Merger"). On the effective date of the Merger, the closing price of Sterling Bancorp's common stock was $14.75 per share, and the closing price of Provident New York Bancorp's common stock was $11.72 per share.
  • [F5]Received in exchange for 1197 shares of Sterling Bancorp stock in connection with the merger of Sterling Bancorp into Providnet New York Bancorp (the "Merger"). On the effective date of the Merger, the closing price of Sterling Bancorp's common stock was $14.75 per share, and the closing price of Provident New York Bancorp's common stock was $11.72 per share.
  • [F6]Due to an administrative error, the Reporting Person's Indirect holdings [by 401(k)] were incorrectly reported on 12/20/2013. This filing reflects the correct Indirect holdings [by 401(k)]of the Reporting Person.
  • [F7]Received in exchange for 83,031 of shares of Sterling Bancorp common stock in connection with the merger of Sterling Bancorp New York (the "Merger"). On the effective date of the Merger, the closing price of Sterling Bancorp's common stock was $14.75 per share, and the closing price of Provident New York Bancorp's common stock was $11.72 per share.

Issuer

STERLING BANCORP

CIK 0001070154

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001070154

Filing Metadata

Form type
4/A
Filed
Nov 13, 7:00 PM ET
Accepted
Nov 14, 5:50 PM ET
Size
14.0 KB