KONA GRILL INC 4

4 · KONA GRILL INC · Filed Nov 17, 2014

Form 4

Period: 2014-11-12

Director

Transactions

Exercise/Conversion
Common Stock
2014-11-12$5.37/sh+15,000$80,550→ 723,486 total
Exercise/Conversion
Common Stock
2014-11-12$8.71/sh+8,125$70,769→ 731,611 total
Sale
Common Stock
2014-11-14$22.77/sh−5,356$121,956→ 723,609 total
Exercise/Conversion
Common Stock
2014-11-12$5.15/sh+1,875$9,656→ 708,486 total
Exercise/Conversion
Common Stock
2014-11-12$3.70/sh+10,000$37,000→ 706,611 total
Sale
Common Stock
2014-11-13$22.88/sh−2,646$60,540→ 728,965 total
Exercise/Conversion
Director Stock Option (Right to Buy)
2014-11-12$3.70/sh−10,000$37,000→ 0 total
Exercise: $3.70Exp: 2015-11-15→ Common Stock (10,000 underlying)
Exercise/Conversion
Director Stock Option (Right to Buy)
2014-11-12$5.37/sh−15,000$80,550→ 0 total
Exercise: $5.37Exp: 2017-02-27→ Common Stock (15,000 underlying)
Exercise/Conversion
Director Stock Option (Right to Buy)
2014-11-12$8.71/sh−8,125$70,769→ 0 total
Exercise: $8.71Exp: 2018-02-06→ Common Stock (8,125 underlying)
Exercise/Conversion
Director Stock Option (Right to Buy)
2014-11-12$5.15/sh−1,875$9,656→ 0 total
Exercise: $5.15Exp: 2016-02-24→ Common Stock (1,875 underlying)

Holdings

Footnotes (3)

[F1]Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.71 to $23.02, inclusive. The reporting person undertakes to provide Kona Grill, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
[F2]Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.59 to $23.00, inclusive. The reporting person undertakes to provide Kona Grill, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
[F3]All options were exercisable at the transaction date

Documents

1 file