4//SEC Filing
KONA GRILL INC 4
Accession 0001209191-14-069046
CIK 0001265572operating
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 10:43 AM ET
Size
23.4 KB
Accession
0001209191-14-069046
Insider Transaction Report
Form 4
KONA GRILL INCKONA
JUNDT JAMES R
Director
Transactions
- Exercise/Conversion
Common Stock
2014-11-12$5.37/sh+15,000$80,550→ 723,486 total - Exercise/Conversion
Common Stock
2014-11-12$8.71/sh+8,125$70,769→ 731,611 total - Sale
Common Stock
2014-11-14$22.77/sh−5,356$121,956→ 723,609 total - Exercise/Conversion
Common Stock
2014-11-12$5.15/sh+1,875$9,656→ 708,486 total - Exercise/Conversion
Common Stock
2014-11-12$3.70/sh+10,000$37,000→ 706,611 total - Sale
Common Stock
2014-11-13$22.88/sh−2,646$60,540→ 728,965 total - Exercise/Conversion
Director Stock Option (Right to Buy)
2014-11-12$3.70/sh−10,000$37,000→ 0 totalExercise: $3.70Exp: 2015-11-15→ Common Stock (10,000 underlying) - Exercise/Conversion
Director Stock Option (Right to Buy)
2014-11-12$5.37/sh−15,000$80,550→ 0 totalExercise: $5.37Exp: 2017-02-27→ Common Stock (15,000 underlying) - Exercise/Conversion
Director Stock Option (Right to Buy)
2014-11-12$8.71/sh−8,125$70,769→ 0 totalExercise: $8.71Exp: 2018-02-06→ Common Stock (8,125 underlying) - Exercise/Conversion
Director Stock Option (Right to Buy)
2014-11-12$5.15/sh−1,875$9,656→ 0 totalExercise: $5.15Exp: 2016-02-24→ Common Stock (1,875 underlying)
Holdings
- 1,280(indirect: By Spouse)
Common Stock
- 7,355(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.71 to $23.02, inclusive. The reporting person undertakes to provide Kona Grill, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
- [F2]Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.59 to $23.00, inclusive. The reporting person undertakes to provide Kona Grill, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
- [F3]All options were exercisable at the transaction date
Documents
Issuer
KONA GRILL INC
CIK 0001265572
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001265572
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 10:43 AM ET
- Size
- 23.4 KB