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4//SEC Filing

ADVANCED ENERGY INDUSTRIES INC 4

Accession 0001209191-14-069296

$AEISCIK 0000927003operating

View on SEC.gov Company Profile

Filed

Nov 16, 7:00 PM ET

Accepted

Nov 17, 5:51 PM ET

Size

24.4 KB

Accession

0001209191-14-069296

Insider Transaction Report

Form 4

Period: 2014-11-13

ADVANCED ENERGY INDUSTRIES INCAEIS

Executive VP & CFO

Transactions

Exercise/Conversion
Common Stock
2014-11-13$14.52/sh+6,563$95,295→ 37,231 total
Exercise/Conversion
Common Stock
2014-11-13$14.21/sh+6,563$93,260→ 43,794 total
Exercise/Conversion
Stock Options (right to buy)
2014-11-13$20.65/sh−6,563$135,515→ 0 total
Exercise: $14.50From: 2011-10-26Exp: 2020-10-26→ Common Stock (6,563 underlying)
Exercise/Conversion
Stock Options (right to buy)
2014-11-13$20.65/sh−3,624$74,830→ 9,501 total
Exercise: $9.51From: 2012-10-26Exp: 2022-10-26→ Common Stock (3,624 underlying)
Exercise/Conversion
Common Stock
2014-11-13$9.51/sh+3,624$34,464→ 64,105 total
Exercise/Conversion
Stock Options (right to buy)
2014-11-13$20.65/sh−6,563$135,515→ 6,563 total
Exercise: $14.52From: 2012-02-15Exp: 2021-02-15→ Common Stock (6,563 underlying)
Exercise/Conversion
Stock Options (right to buy)
2014-11-13$20.65/sh−6,563$135,515→ 6,232 total
Exercise: $14.21From: 2012-04-28Exp: 2022-04-28→ Common Stock (6,563 underlying)
Exercise/Conversion
Stock Options (right to buy)
2014-11-13$20.65/sh−16,687$344,560→ 6,563 total
Exercise: $12.44From: 2012-07-22Exp: 2021-07-22→ Common Stock (16,687 underlying)
Exercise/Conversion
Common Stock
2014-11-13$14.50/sh+6,563$95,164→ 30,668 total
Exercise/Conversion
Common Stock
2014-11-13$12.44/sh+16,687$207,586→ 60,481 total
Sale
Common Stock
2014-11-13$20.65/sh−40,000$825,936→ 24,105 total

Footnotes (3)

[F1]Sales reported in this Form 4 were effective pursuant to a Rule 10b5-1 plan.
[F2]The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $20.45 to $20.87, inclusive. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
[F3]Represents 23,660 shares as Restricted Stock units (RSUs) and 445 shares of Employee Stock Purchase Plan shares. As of this reporting date, the restricted stock units have vested as to 37,553 shares.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

ADVANCED ENERGY INDUSTRIES INC

CIK 0000927003

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0000927003

Filing Metadata

Form type: 4
Filed: Nov 16, 7:00 PM ET
Accepted: Nov 17, 5:51 PM ET
Size: 24.4 KB

View on SEC.gov