Nuverra Environmental Solutions, Inc. 4
4 · Nuverra Environmental Solutions, Inc. · Filed Nov 17, 2014
Insider Transaction Report
Form 4
Barkett Edward A
Director
Transactions
- Award
Common Stock
2014-11-13+9,470→ 19,504 total
Holdings
- 5,000(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]Represents annual retainer compensation for serving on the Issuer's Board of Directors. Annual retainer compensation is paid in the form of restricted stock under the Issuer's 2009 Equity Incentive Plan which vests equally (50%) on each subsequent anniversary of the grant date.
- [F2]Includes 14,414 unvested shares granted in the form of unvested stock under the Issuer's 2009 Equity Incentive Plan, and 5,090 vested shares. This number corrects a scrivenor's error from the Reporting Person's Form 4 filed May 10, 2012, which understated his share ownership by 63 shares. This number accounts for 2,634 shares that the Reporting Person transferred to his ex-wife pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities by his ex-wife.
- [F3]Held in Reporting Person's individual retirement account. These shares were previously reported as directly beneficially owned, but were contributed by the Reporting Person to his individual retirement account on December 16, 2013.