4//SEC Filing
Carlyle Holdings II GP L.L.C. 4
Accession 0001209191-14-069591
CIK 0001616862other
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 4:06 PM ET
Size
24.4 KB
Accession
0001209191-14-069591
Insider Transaction Report
Form 4
Carlyle Holdings II GP L.L.C.
10% Owner
Transactions
- Sale
Common Shares
2014-11-14$18.53/sh−57,500,000$1,065,475,000→ 170,311,996 total(indirect: See footnotes)
Carlyle Holdings II L.P.
10% Owner
Transactions
- Sale
Common Shares
2014-11-14$18.53/sh−57,500,000$1,065,475,000→ 170,311,996 total(indirect: See footnotes)
Carlyle Group Management L.L.C.
10% Owner
Transactions
- Sale
Common Shares
2014-11-14$18.53/sh−57,500,000$1,065,475,000→ 170,311,996 total(indirect: See footnotes)
Transactions
- Sale
Common Shares
2014-11-14$18.53/sh−57,500,000$1,065,475,000→ 170,311,996 total(indirect: See footnotes)
CEP III Managing GP Holdings, Ltd.
10% Owner
Transactions
- Sale
Common Shares
2014-11-14$18.53/sh−57,500,000$1,065,475,000→ 170,311,996 total(indirect: See footnotes)
Transactions
- Sale
Common Shares
2014-11-14$18.53/sh−57,500,000$1,065,475,000→ 170,311,996 total(indirect: See footnotes)
Transactions
- Sale
Common Shares
2014-11-14$18.53/sh−57,500,000$1,065,475,000→ 170,311,996 total(indirect: See footnotes)
CEP III Managing GP, L.P.
10% Owner
Transactions
- Sale
Common Shares
2014-11-14$18.53/sh−57,500,000$1,065,475,000→ 170,311,996 total(indirect: See footnotes)
Carlyle Europe Partners III, L.P.
10% Owner
Transactions
- Sale
Common Shares
2014-11-14$18.53/sh−57,500,000$1,065,475,000→ 170,311,996 total(indirect: See footnotes)
Carlyle Group L.P.
10% Owner
Transactions
- Sale
Common Shares
2014-11-14$18.53/sh−57,500,000$1,065,475,000→ 170,311,996 total(indirect: See footnotes)
Footnotes (2)
- [F1]Following the reported transactions, includes: 36,241,700 shares held by Carlyle Partners V SA1 Cayman, L.P. ("CPV SA1"), 32,674,647 shares held by Carlyle Partners V SA2 Cayman, L.P. ("CPV SA2"), 33,533,083 shares held by Carlyle Partners V SA3 Cayman, L.P. ("CPV SA3"), 2,100,891 shares held by Carlyle Partners V-A Cayman, L.P. ("CPV-A"), 3,980,455 shares held by CP V Coinvestment A Cayman, L.P. ("CPV Coinvest A"), 477,868 shares held by CP V Coinvestment B Cayman, L.P. ("CPV Coinvest B"), 21,657,681 shares held by Carlyle Coatings Partners, L.P. ("CCP" and, together with CPV SA1, CPV SA2, CPV SA3, CPV-A, CPV Coinvest A and CPV Coinvest B, the "Carlyle Cayman Shareholders") and 39,645,671 shares held by CEP III Participations, S.a r.l. SICAR ("CEP III" and, together with the Carlyle Cayman Shareholders, the "Carlyle Shareholders").
- [F2]Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of CP V General Partner, L.L.C. and the sole shareholder of CEP III Managing GP Holdings, Ltd. CP V General Partner, L.L.C. is the general partner of TC Group V Cayman, L.P., which is the general partner of each of the Carlyle Cayman Shareholders. CEP III Managing GP Holdings, Ltd. is the general partner of CEP III Managing GP, L.P., which is the general partner of Carlyle Europe Partners III, L.P., which is the sole shareholder of CEP III.
Documents
Issuer
Axalta Coating Systems Ltd.
CIK 0001616862
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001548629
Filing Metadata
- Form type
- 4
- Filed
- Nov 17, 7:00 PM ET
- Accepted
- Nov 18, 4:06 PM ET
- Size
- 24.4 KB