Nuverra Environmental Solutions, Inc. 4
4 · Nuverra Environmental Solutions, Inc. · Filed Nov 18, 2014
Insider Transaction Report
Form 4
Chisholm Christopher
Executive VP & CFO
Transactions
- Tax Payment
Common Stock
2014-11-14$8.78/sh−4,574$40,160→ 28,414 total
Holdings
- 495.12(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Reflects shares withheld by the Issuer to pay required income tax withholding upon the vesting of 15,000 unvested restricted stock units ("RSUs") on November 14, 2014 that were granted November 14, 2011.
- [F2]Includes 14,988 unvested RSUs granted under the Issuer's 2009 Equity Incentive Plan. Also includes 10,426 shares received upon scheduled vesting of RSUs on November 14, 2014.
- [F3]Fully vested shares acquired through the Issuer's 401(k) Match plan, through which the Issuer matches their employees' cash contributions with stock. Represents the receipt of common stock upon the vesting of shares of restricted stock units received betweeen November 25, 2013 and November 18, 2014 through the Issuer's 401(k) Match Plan.