4//SEC Filing
Castle Brands Inc 4
Accession 0001209191-14-070549
CIK 0001311538operating
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 11:27 AM ET
Size
13.9 KB
Accession
0001209191-14-070549
Insider Transaction Report
Form 4
Pallini Micaela
Director
Transactions
- Sale
Common Stock
2014-11-20$1.80/sh−19,020$34,236→ 0 total - Exercise/Conversion
Common Stock
2014-11-18$0.35/sh+25,475$8,916→ 25,475 total - Sale
Common Stock
2014-11-18$1.80/sh−25,475$45,863→ 0 total - Exercise/Conversion
Common Stock
2014-11-20$0.35/sh+19,020$6,657→ 19,020 total - Exercise/Conversion
Stock Option (Right to Buy)
2014-11-18−25,475→ 74,525 totalExercise: $0.35Exp: 2018-11-03→ Common Stock (25,475 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2014-11-20−19,020→ 55,505 totalExercise: $0.35Exp: 2018-11-03→ Common Stock (19,020 underlying)
Footnotes (2)
- [F1]The price reported represents the weighted average price per share. These securities were sold in multiple open market transactions at prices ranging from $1.80 to $1.81. The Reporting Person undertakes to provide the staff of the SEC, the issuer, or a shareholder of the issuer, upon request, the number of shares purchased at each separate price within the range listed above.
- [F2]The option vested in four equal installments on November 3, 2009, 2010, 2011 and 2012.
Documents
Issuer
Castle Brands Inc
CIK 0001311538
Entity typeoperating
IncorporatedFL
Related Parties
1- filerCIK 0001311538
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 11:27 AM ET
- Size
- 13.9 KB