KONA GRILL INC·4

Nov 26, 5:46 PM ET

KONA GRILL INC 4

4 · KONA GRILL INC · Filed Nov 26, 2014

Insider Transaction Report

Form 4
Period: 2014-11-25
Bakay Berke
Director10% Owner
Transactions
  • Exercise/Conversion

    Common Stock

    2014-11-25$8.71/sh+7,500$65,325126,250 total
  • Exercise/Conversion

    Director Stock Option (Right to Buy)

    2014-11-25$5.15/sh7,500$38,6250 total
    Exercise: $5.15Exp: 2016-02-24Common Stock (7,500 underlying)
  • Exercise/Conversion

    Common Stock

    2014-11-25$3.39/sh+1,250$4,23811,250 total
  • Exercise/Conversion

    Common Stock

    2014-11-25$6.98/sh+100,000$698,000118,750 total
  • Tax Payment

    Common Stock

    2014-11-25$24.44/sh67,179$1,641,85559,071 total
  • Exercise/Conversion

    Director Stock Option (Right to Buy)

    2014-11-25$3.39/sh1,250$4,2380 total
    Exercise: $3.39Exp: 2015-01-28Common Stock (1,250 underlying)
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2014-11-25$8.71/sh7,500$65,3250 total
    Exercise: $8.71Exp: 2018-02-06Common Stock (7,500 underlying)
  • Exercise/Conversion

    Common Stock

    2014-11-25$5.15/sh+7,500$38,62518,750 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2014-11-25$6.98/sh100,000$698,0000 total
    Exercise: $6.98Exp: 2017-01-29Common Stock (100,000 underlying)
Holdings
  • Common Stock

    (indirect: By BBS Capital Fund, LP)
    1,230,000
Footnotes (2)
  • [F1]Shares withheld by Kona Grill, Inc. to satisfy exercise price and withholding taxes.
  • [F2]All options were exercisable at the transaction date

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION