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4//SEC Filing

KONA GRILL INC 4

Accession 0001209191-14-071569

CIK 0001265572operating

View on SEC.gov Company Profile

Filed

Nov 25, 7:00 PM ET

Accepted

Nov 26, 5:46 PM ET

Size

20.3 KB

Accession

0001209191-14-071569

Insider Transaction Report

Form 4

Period: 2014-11-25

KONA GRILL INCKONA

Director10% Owner

Transactions

Exercise/Conversion
Common Stock
2014-11-25$8.71/sh+7,500$65,325→ 126,250 total
Exercise/Conversion
Director Stock Option (Right to Buy)
2014-11-25$5.15/sh−7,500$38,625→ 0 total
Exercise: $5.15Exp: 2016-02-24→ Common Stock (7,500 underlying)
Exercise/Conversion
Common Stock
2014-11-25$3.39/sh+1,250$4,238→ 11,250 total
Exercise/Conversion
Common Stock
2014-11-25$6.98/sh+100,000$698,000→ 118,750 total
Tax Payment
Common Stock
2014-11-25$24.44/sh−67,179$1,641,855→ 59,071 total
Exercise/Conversion
Director Stock Option (Right to Buy)
2014-11-25$3.39/sh−1,250$4,238→ 0 total
Exercise: $3.39Exp: 2015-01-28→ Common Stock (1,250 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-11-25$8.71/sh−7,500$65,325→ 0 total
Exercise: $8.71Exp: 2018-02-06→ Common Stock (7,500 underlying)
Exercise/Conversion
Common Stock
2014-11-25$5.15/sh+7,500$38,625→ 18,750 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2014-11-25$6.98/sh−100,000$698,000→ 0 total
Exercise: $6.98Exp: 2017-01-29→ Common Stock (100,000 underlying)

Holdings

Common Stock
(indirect: By BBS Capital Fund, LP)
1,230,000

Footnotes (2)

[F1]Shares withheld by Kona Grill, Inc. to satisfy exercise price and withholding taxes.
[F2]All options were exercisable at the transaction date

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

KONA GRILL INC

CIK 0001265572

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001265572

Filing Metadata

Form type: 4
Filed: Nov 25, 7:00 PM ET
Accepted: Nov 26, 5:46 PM ET
Size: 20.3 KB

View on SEC.gov