4//SEC Filing
KONA GRILL INC 4
Accession 0001209191-14-071573
CIK 0001265572operating
Filed
Nov 25, 7:00 PM ET
Accepted
Nov 26, 5:57 PM ET
Size
20.3 KB
Accession
0001209191-14-071573
Insider Transaction Report
Form 4
KONA GRILL INCKONA
SCHUSSLER STEVEN W
Director
Transactions
- Exercise/Conversion
Common Stock
2014-11-24$16.12/sh+8,250$132,990→ 29,250 total - Sale
Common Stock
2014-11-26$24.45/sh−1,633$39,927→ 0 total - Exercise/Conversion
Director Stock Option (Right to Buy)
2014-11-24$8.71/sh−11,000$95,810→ 0 totalExercise: $8.71Exp: 2018-02-06→ Common Stock (11,000 underlying) - Exercise/Conversion
Common Stock
2014-11-24$8.71/sh+11,000$95,810→ 21,000 total - Sale
Common Stock
2014-11-24$24.83/sh−22,278$553,163→ 6,972 total - Sale
Common Stock
2014-11-25$24.35/sh−5,339$130,005→ 1,633 total - Exercise/Conversion
Director Stock Option (Right to Buy)
2014-11-24$16.12/sh−8,250$132,990→ 0 totalExercise: $16.12Exp: 2019-02-05→ Common Stock (8,250 underlying) - Exercise/Conversion
Common Stock
2014-11-24$5.43/sh+10,000$54,300→ 10,000 total - Exercise/Conversion
Director Stock Option (Right to Buy)
2014-11-24$5.43/sh−10,000$54,300→ 0 totalExercise: $5.43Exp: 2017-03-07→ Common Stock (10,000 underlying)
Footnotes (4)
- [F1]Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.50 to $25.10, inclusive. The reporting person undertakes to provide Kona Grill, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
- [F2]Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.30 to $24.44, inclusive. The reporting person undertakes to provide Kona Grill, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
- [F3]Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.45 to $24.46, inclusive. The reporting person undertakes to provide Kona Grill, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
- [F4]All options were exercisable at the transaction date.
Documents
Issuer
KONA GRILL INC
CIK 0001265572
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001265572
Filing Metadata
- Form type
- 4
- Filed
- Nov 25, 7:00 PM ET
- Accepted
- Nov 26, 5:57 PM ET
- Size
- 20.3 KB