$AEIS·4

ADVANCED ENERGY INDUSTRIES INC · Dec 1, 4:10 PM ET

ADVANCED ENERGY INDUSTRIES INC 4

4 · ADVANCED ENERGY INDUSTRIES INC · Filed Dec 1, 2014

Insider Transaction Report

Form 4
Period: 2014-11-26
Herron Danny C
Executive VP & CFO
Transactions
  • Sale

    Common Stock

    2014-11-26$21.00/sh67,032$1,407,67224,105 total
  • Exercise/Conversion

    Common Stock

    2014-11-26$9.51/sh+6,219$59,14330,324 total
  • Exercise/Conversion

    Common Stock

    2014-11-26$11.02/sh+22,144$244,02752,468 total
  • Exercise/Conversion

    Common Stock

    2014-11-26$11.02/sh+38,669$426,13291,137 total
  • Exercise/Conversion

    Stock Options (right to buy)

    2014-11-26$21.00/sh22,144$465,0240 total
    Exercise: $11.02From: 2012-02-15Exp: 2021-02-15Common Stock (22,144 underlying)
  • Exercise/Conversion

    Stock Options (right to buy)

    2014-11-26$21.00/sh38,699$812,6790 total
    Exercise: $11.02From: 2012-04-28Exp: 2022-04-28Common Stock (38,699 underlying)
  • Sale

    Common Stock

    2014-11-26$21.00/sh14,179$297,7599,926 total
  • Exercise/Conversion

    Stock Options (right to buy)

    2014-11-26$21.00/sh6,219$130,5993,282 total
    Exercise: $9.51From: 2011-10-26Exp: 2021-10-26Common Stock (6,219 underlying)
Footnotes (2)
  • [F1]Sales reported in this Form 4 were effective pursuant to a Rule 10b5-1 plan.
  • [F2]Represents 9,481 shares as Restricted Stock units (RSUs) and 445 shares of Employee Stock Purchase Plan shares. As of this reporting date, the restricted stock units have vested as to 37,553 shares.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION