4//SEC Filing
ADVANCED ENERGY INDUSTRIES INC 4
Accession 0001209191-14-071879
$AEISCIK 0000927003operating
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 4:10 PM ET
Size
17.9 KB
Accession
0001209191-14-071879
Insider Transaction Report
Form 4
Herron Danny C
Executive VP & CFO
Transactions
- Sale
Common Stock
2014-11-26$21.00/sh−67,032$1,407,672→ 24,105 total - Exercise/Conversion
Common Stock
2014-11-26$9.51/sh+6,219$59,143→ 30,324 total - Exercise/Conversion
Common Stock
2014-11-26$11.02/sh+22,144$244,027→ 52,468 total - Exercise/Conversion
Common Stock
2014-11-26$11.02/sh+38,669$426,132→ 91,137 total - Exercise/Conversion
Stock Options (right to buy)
2014-11-26$21.00/sh−22,144$465,024→ 0 totalExercise: $11.02From: 2012-02-15Exp: 2021-02-15→ Common Stock (22,144 underlying) - Exercise/Conversion
Stock Options (right to buy)
2014-11-26$21.00/sh−38,699$812,679→ 0 totalExercise: $11.02From: 2012-04-28Exp: 2022-04-28→ Common Stock (38,699 underlying) - Sale
Common Stock
2014-11-26$21.00/sh−14,179$297,759→ 9,926 total - Exercise/Conversion
Stock Options (right to buy)
2014-11-26$21.00/sh−6,219$130,599→ 3,282 totalExercise: $9.51From: 2011-10-26Exp: 2021-10-26→ Common Stock (6,219 underlying)
Footnotes (2)
- [F1]Sales reported in this Form 4 were effective pursuant to a Rule 10b5-1 plan.
- [F2]Represents 9,481 shares as Restricted Stock units (RSUs) and 445 shares of Employee Stock Purchase Plan shares. As of this reporting date, the restricted stock units have vested as to 37,553 shares.
Documents
Issuer
ADVANCED ENERGY INDUSTRIES INC
CIK 0000927003
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000927003
Filing Metadata
- Form type
- 4
- Filed
- Nov 30, 7:00 PM ET
- Accepted
- Dec 1, 4:10 PM ET
- Size
- 17.9 KB