Griffin-American Healthcare REIT II, Inc. 4
4 · Griffin-American Healthcare REIT II, Inc. · Filed Dec 4, 2014
Insider Transaction Report
Form 4
Johnson Shannon Kathleen S
Chief Financial Officer
Transactions
- Disposition to Issuer
Common Stock
2014-12-03−27,638→ 0 total(indirect: By Trust)
Holdings
- 13,436
Phantom Stock
From: 2016-01-17→ Common Stock (3,000 underlying) - 10,436
Phantom Stock
From: 2015-09-17→ Common Stock (5,000 underlying) - 5,436
Phantom Stock
From: 2015-01-17→ Common Stock (5,436 underlying)
Footnotes (9)
- [F1]Disposition pursuant to the Merger Agreement, dated as of August 5, 2014, by and among NorthStar Realty Finance Corp., NRF Healthcare Subsidiary, LLC, NRF OP Healthcare Subsidiary, LLC, Griffin-American Healthcare REIT II Holdings, LP and Griffin-American Healthcare REIT II, Inc. Each share of Griffin-American Healthcare REIT II, Inc. common stock, including the 27,638 shares held by the Reporting Person as of the effective time of the merger, was converted into 0.2071 shares of common stock of NorthStar Realty Finance Corp. plus $7.75 in cash.
- [F2]The reported shares of common stock were held directly by Johnson Revocable Trust, DTD 12/27/2006, and indirectly by Shannon Kathleen S. Johnson and Corwin B. Johnson, Trustees.
- [F3]Each share of phantom stock is the economic equivalent of one share of common stock of the issuer.
- [F4]The units of phantom stock will vest fully on 1/17/2015, subject to certain acceleration provisions in accordance with the terms of an American Healthcare Investors LLC Long-Term Incentive Plan Participation Agreement dated 9/17/2013, or Participation Agreement No. I.
- [F5]There is no expiration date other than forfeiture provisions pursuant to the terms of Participation Agreement No. I.
- [F6]The units of phantom stock will vest fully on 9/17/2015, subject to certain acceleration provisions in accordance with the terms of an American Healthcare Investors LLC Long-Term Incentive Plan Participation Agreement dated 9/17/2013, or Participation Agreement No. II.
- [F7]There is no expiration date other than forfeiture provisions pursuant to the terms of Participation Agreement No. II.
- [F8]The units of phantom stock will vest fully on 1/17/2016, subject to certain acceleration provisions in accordance with the terms of an American Healthcare Investors LLC Long-Term Incentive Plan Participation Agreement dated 1/17/2014, or Participation Agreement No. III.
- [F9]There is no expiration date other than forfeiture provisions pursuant to the terms of Participation Agreement No. III.