4//SEC Filing
CONNECTURE INC 4
Accession 0001209191-14-076393
CIK 0001211759operating
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 5:44 PM ET
Size
12.3 KB
Accession
0001209191-14-076393
Insider Transaction Report
Form 4
CONNECTURE INCCNXR
J. A. Gilbert GP, LLC
10% Owner
Transactions
- Conversion
Series A Convertible Preferred Stock
2014-12-17−4,773,387→ 0 total(indirect: By LiveOak Equity Partners, L.P.)→ Common Stock (1,591,129 underlying) - Conversion
Common Stock
2014-12-17+1,591,129→ 1,591,129 total(indirect: By LiveOak Equity Partners, L.P.) - Sale
Common Stock
2014-12-17$8.00/sh−106,784$854,272→ 1,484,345 total(indirect: By LiveOak Equity Partners, L.P.)
LIVE OAK EQUITY PARTNERS LP
10% Owner
Transactions
- Conversion
Common Stock
2014-12-17+1,591,129→ 1,591,129 total(indirect: By LiveOak Equity Partners, L.P.) - Sale
Common Stock
2014-12-17$8.00/sh−106,784$854,272→ 1,484,345 total(indirect: By LiveOak Equity Partners, L.P.) - Conversion
Series A Convertible Preferred Stock
2014-12-17−4,773,387→ 0 total(indirect: By LiveOak Equity Partners, L.P.)→ Common Stock (1,591,129 underlying)
GILBERT JAMES ANDREW
10% Owner
Transactions
- Sale
Common Stock
2014-12-17$8.00/sh−106,784$854,272→ 1,484,345 total(indirect: By LiveOak Equity Partners, L.P.) - Conversion
Common Stock
2014-12-17+1,591,129→ 1,591,129 total(indirect: By LiveOak Equity Partners, L.P.) - Conversion
Series A Convertible Preferred Stock
2014-12-17−4,773,387→ 0 total(indirect: By LiveOak Equity Partners, L.P.)→ Common Stock (1,591,129 underlying)
Footnotes (2)
- [F1]The Series A Convertible Preferred Stock converted into common stock on a three-for-one basis and had no expiration date.
- [F2]Shares held directly by LiveOak Equity Partners, L.P. ("LiveOak"). James A. Gilbert is the managing member of J.A. Gilbert GP LLC, which is the general partner of LiveOak. Each of James A. Gilbert and J.A. Gilbert GP LLC may be deemed to have voting and dispositive power over the shares held by LiveOak, and disclaim beneficial ownership of the shares held by LiveOak, except to the extent of their pecuniary interest therein.
Documents
Issuer
CONNECTURE INC
CIK 0001211759
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001211759
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 5:44 PM ET
- Size
- 12.3 KB