4//SEC Filing
CONNECTURE INC 4
Accession 0001209191-14-076395
CIK 0001211759operating
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 5:46 PM ET
Size
22.9 KB
Accession
0001209191-14-076395
Insider Transaction Report
Form 4
CONNECTURE INCCNXR
SSM CORP
10% Owner
Transactions
- Conversion
Series A Convertible Preferred Stock
2014-12-17−7,640,186→ 0 total(indirect: By SSM Venture Partners II, L.P.)→ Common Stock (2,546,728 underlying) - Conversion
Common Stock
2014-12-17+2,546,728→ 2,546,728 total(indirect: By SSM Venture Partners II, L.P.) - Conversion
Common Stock
2014-12-17+497,478→ 497,478 total(indirect: By SSM Venture Associates, L.P.) - Sale
Common Stock
2014-12-17$8.00/sh−33,387$267,096→ 464,091 total(indirect: By SSM Venture Associates, L.P.) - Conversion
Series A Convertible Preferred Stock
2014-12-17−1,492,434→ 0 total(indirect: By SSM Venture Associates, L.P.)→ Common Stock (497,478 underlying) - Sale
Common Stock
2014-12-17$8.00/sh−170,917$1,367,336→ 2,375,811 total(indirect: By SSM Venture Partners II, L.P.)
SSM VENTURE PARTNERS II L P
10% Owner
Transactions
- Conversion
Series A Convertible Preferred Stock
2014-12-17−7,640,186→ 0 total(indirect: By SSM Venture Partners II, L.P.)→ Common Stock (2,546,728 underlying) - Conversion
Common Stock
2014-12-17+497,478→ 497,478 total(indirect: By SSM Venture Associates, L.P.) - Sale
Common Stock
2014-12-17$8.00/sh−170,917$1,367,336→ 2,375,811 total(indirect: By SSM Venture Partners II, L.P.) - Sale
Common Stock
2014-12-17$8.00/sh−33,387$267,096→ 464,091 total(indirect: By SSM Venture Associates, L.P.) - Conversion
Common Stock
2014-12-17+2,546,728→ 2,546,728 total(indirect: By SSM Venture Partners II, L.P.) - Conversion
Series A Convertible Preferred Stock
2014-12-17−1,492,434→ 0 total(indirect: By SSM Venture Associates, L.P.)→ Common Stock (497,478 underlying)
SSM II, L.P.
10% Owner
Transactions
- Conversion
Common Stock
2014-12-17+2,546,728→ 2,546,728 total(indirect: By SSM Venture Partners II, L.P.) - Conversion
Common Stock
2014-12-17+497,478→ 497,478 total(indirect: By SSM Venture Associates, L.P.) - Sale
Common Stock
2014-12-17$8.00/sh−33,387$267,096→ 464,091 total(indirect: By SSM Venture Associates, L.P.) - Conversion
Series A Convertible Preferred Stock
2014-12-17−1,492,434→ 0 total(indirect: By SSM Venture Associates, L.P.)→ Common Stock (497,478 underlying) - Sale
Common Stock
2014-12-17$8.00/sh−170,917$1,367,336→ 2,375,811 total(indirect: By SSM Venture Partners II, L.P.) - Conversion
Series A Convertible Preferred Stock
2014-12-17−7,640,186→ 0 total(indirect: By SSM Venture Partners II, L.P.)→ Common Stock (2,546,728 underlying)
SSM VENTURE ASSOCIATES L P
10% Owner
Transactions
- Conversion
Common Stock
2014-12-17+2,546,728→ 2,546,728 total(indirect: By SSM Venture Partners II, L.P.) - Conversion
Common Stock
2014-12-17+497,478→ 497,478 total(indirect: By SSM Venture Associates, L.P.) - Sale
Common Stock
2014-12-17$8.00/sh−33,387$267,096→ 464,091 total(indirect: By SSM Venture Associates, L.P.) - Conversion
Series A Convertible Preferred Stock
2014-12-17−7,640,186→ 0 total(indirect: By SSM Venture Partners II, L.P.)→ Common Stock (2,546,728 underlying) - Sale
Common Stock
2014-12-17$8.00/sh−170,917$1,367,336→ 2,375,811 total(indirect: By SSM Venture Partners II, L.P.) - Conversion
Series A Convertible Preferred Stock
2014-12-17−1,492,434→ 0 total(indirect: By SSM Venture Associates, L.P.)→ Common Stock (497,478 underlying)
WITHERINGTON JAMES D JR
10% Owner
Transactions
- Sale
Common Stock
2014-12-17$8.00/sh−170,917$1,367,336→ 2,375,811 total(indirect: By SSM Venture Partners II, L.P.) - Conversion
Common Stock
2014-12-17+497,478→ 497,478 total(indirect: By SSM Venture Associates, L.P.) - Conversion
Series A Convertible Preferred Stock
2014-12-17−7,640,186→ 0 total(indirect: By SSM Venture Partners II, L.P.)→ Common Stock (2,546,728 underlying) - Conversion
Series A Convertible Preferred Stock
2014-12-17−1,492,434→ 0 total(indirect: By SSM Venture Associates, L.P.)→ Common Stock (497,478 underlying) - Conversion
Common Stock
2014-12-17+2,546,728→ 2,546,728 total(indirect: By SSM Venture Partners II, L.P.) - Sale
Common Stock
2014-12-17$8.00/sh−33,387$267,096→ 464,091 total(indirect: By SSM Venture Associates, L.P.)
Orr Wilson R III
10% Owner
Transactions
- Conversion
Common Stock
2014-12-17+497,478→ 497,478 total(indirect: By SSM Venture Associates, L.P.) - Conversion
Series A Convertible Preferred Stock
2014-12-17−7,640,186→ 0 total(indirect: By SSM Venture Partners II, L.P.)→ Common Stock (2,546,728 underlying) - Sale
Common Stock
2014-12-17$8.00/sh−33,387$267,096→ 464,091 total(indirect: By SSM Venture Associates, L.P.) - Conversion
Series A Convertible Preferred Stock
2014-12-17−1,492,434→ 0 total(indirect: By SSM Venture Associates, L.P.)→ Common Stock (497,478 underlying) - Conversion
Common Stock
2014-12-17+2,546,728→ 2,546,728 total(indirect: By SSM Venture Partners II, L.P.) - Sale
Common Stock
2014-12-17$8.00/sh−170,917$1,367,336→ 2,375,811 total(indirect: By SSM Venture Partners II, L.P.)
Footnotes (3)
- [F1]The Series A Convertible Preferred Stock converted into common stock on a three-for-one basis and had no expiration date.
- [F2]Shares held directly by SSM Venture Partners II, L.P. ("SSMVP"). SSM Corporation, the general partner of SSM II, L.P ("SSM II"), which is the general partner of SSMVP, Jim Witherington and Wilson Orr, who are the directors of SSM Corporation, may be deemed to have voting and dispositive power over the shares held by SSMVP and disclaim beneficial ownership of the shares held by SSMVP, except to the extent of their pecuniary interest therein.
- [F3]Shares held directly by SSM Venture Associates, L.P. ("SSMVA"). SSM Corporation, the general partner of SSM II, which is the general partner of SSMVA, Jim Witherington and Wilson Orr, who are the directors of SSM Corporation, may be deemed to have voting and dispositive power over the shares held by SSMVA and disclaim beneficial ownership of the shares held by SSMVA, except to the extent of their pecuniary interest therein.
Documents
Issuer
CONNECTURE INC
CIK 0001211759
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001211759
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 5:46 PM ET
- Size
- 22.9 KB