4//SEC Filing
CONNECTURE INC 4
Accession 0001209191-14-076403
CIK 0001211759operating
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 5:54 PM ET
Size
17.3 KB
Accession
0001209191-14-076403
Insider Transaction Report
Form 4
CONNECTURE INCCNXR
Great Point Partners I GP, LLC
10% Owner
Transactions
- Conversion
Series B Preferred Stock
2014-12-17−17,696,553→ 0 total(indirect: By LLC)→ Common Stock (5,898,851 underlying) - Conversion
Common Stock
2014-12-17+5,898,851→ 5,898,851 total(indirect: By LLC) - Sale
Common Stock
2014-12-17$8.00/sh−395,886$3,167,088→ 5,502,965 total(indirect: By LLC)
GREAT POINT PARTNERS LLC
10% Owner
Transactions
- Sale
Common Stock
2014-12-17$8.00/sh−395,886$3,167,088→ 5,502,965 total(indirect: By LLC) - Conversion
Common Stock
2014-12-17+5,898,851→ 5,898,851 total(indirect: By LLC) - Conversion
Series B Preferred Stock
2014-12-17−17,696,553→ 0 total(indirect: By LLC)→ Common Stock (5,898,851 underlying)
KROIN DAVID
10% Owner
Transactions
- Conversion
Common Stock
2014-12-17+5,898,851→ 5,898,851 total(indirect: By LLC) - Conversion
Series B Preferred Stock
2014-12-17−17,696,553→ 0 total(indirect: By LLC)→ Common Stock (5,898,851 underlying) - Sale
Common Stock
2014-12-17$8.00/sh−395,886$3,167,088→ 5,502,965 total(indirect: By LLC)
GREAT POINT PARTNERS I LP
10% Owner
Transactions
- Conversion
Common Stock
2014-12-17+5,898,851→ 5,898,851 total(indirect: By LLC) - Conversion
Series B Preferred Stock
2014-12-17−17,696,553→ 0 total(indirect: By LLC)→ Common Stock (5,898,851 underlying) - Sale
Common Stock
2014-12-17$8.00/sh−395,886$3,167,088→ 5,502,965 total(indirect: By LLC)
GPP - Connecture, LLC
10% Owner
Transactions
- Conversion
Common Stock
2014-12-17+5,898,851→ 5,898,851 total(indirect: By LLC) - Sale
Common Stock
2014-12-17$8.00/sh−395,886$3,167,088→ 5,502,965 total(indirect: By LLC) - Conversion
Series B Preferred Stock
2014-12-17−17,696,553→ 0 total(indirect: By LLC)→ Common Stock (5,898,851 underlying)
JAY JEFFREY R
10% Owner
Transactions
- Conversion
Common Stock
2014-12-17+5,898,851→ 5,898,851 total(indirect: By LLC) - Conversion
Series B Preferred Stock
2014-12-17−17,696,553→ 0 total(indirect: By LLC)→ Common Stock (5,898,851 underlying) - Sale
Common Stock
2014-12-17$8.00/sh−395,886$3,167,088→ 5,502,965 total(indirect: By LLC)
Footnotes (2)
- [F1]The Series B Convertible Preferred Stock converted into common stock on a three-for-one basis and had no expiration date.
- [F2]Shares held directly by GPP-Connecture LLC ("GPPC"). Great Point Partners I GP, LLC is the general partner of Great Point Partners I, LP, which is the sole managing member of GPPC. Dr. Jeffrey R. Jay is the senior managing member, and David Kroin is the special managing member, of Great Point Partners LLC, which is the investment manager to Great Point Partners I, L.P. Each of Dr. Jay, Mr. Kroin, Great Point Partners LLC, Great Point Partners I GP, LLC and Great Point Partners I, LP may be deemed to have voting and dispositive power over the shares held by GPPC, and disclaim beneficial ownership of the shares held by GPPC, except to the extent of their pecuniary interest therein.
Documents
Issuer
CONNECTURE INC
CIK 0001211759
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001211759
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 5:54 PM ET
- Size
- 17.3 KB