EMPIRE RESORTS INC 4
4 · EMPIRE RESORTS INC · Filed Dec 18, 2014
Insider Transaction Report
Form 4
Palumbo Nancy
Director
Transactions
- Exercise/Conversion
Common Stock, $.01 par value per share
2014-12-17$2.79/sh+5,000$13,950→ 51,668 total - Sale
Common Stock, $.01 par value per share
2014-12-17$8.95/sh−5,000$44,750→ 46,668 total - Exercise/Conversion
Option to purchase Common Stock (right to buy)
2014-12-17−5,000→ 8,333 totalExercise: $2.79Exp: 2015-11-08→ Common Stock, $.01 par value per share (5,000 underlying)
Footnotes (2)
- [F1]The exercise of options held by Ms. Palumbo and the sale of the underlying shares were effected pursuant to a Rule 10b5-1 trading plan adopted by Ms. Palumbo effective as of December 13, 2013.
- [F2]The option was fully vested as of November 9, 2013.